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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBNC icon
4451
First Bancorp
FBNC
$2.66B
$4K ﹤0.01%
123
-62
-34% -$1.95K
FOXF icon
4452
Fox Factory Holding Corp
FOXF
$878M
$4K ﹤0.01%
83
+42
+102% +$1.63K
GALT icon
4453
Galectin Therapeutics
GALT
$320M
$4K ﹤0.01%
+2,000
New +$3.96K
GPRE icon
4454
Green Plains
GPRE
$1.06B
$4K ﹤0.01%
204
+105
+106% +$2K
HRI icon
4455
Herc Holdings
HRI
$5.64B
$4K ﹤0.01%
86
– –
HURN icon
4456
Huron Consulting
HURN
$2.44B
$4K ﹤0.01%
116
– –
INBK icon
4457
First Internet Bancorp
INBK
$257M
$4K ﹤0.01%
+126
New +$3.84K
JYNT icon
4458
The Joint Corp
JYNT
$125M
$4K ﹤0.01%
900
– –
KRNT icon
4459
Kornit Digital
KRNT
$775M
$4K ﹤0.01%
238
-800
-77% -$14.6K
LGMK
4460
DELISTED
LogicMark
LGMK
– –
0
– –
LILAK icon
4461
Liberty Latin America Class C
LILAK
$1.67B
$4K ﹤0.01%
194
-16
-8% -$342
LNTH icon
4462
Lantheus
LNTH
$6.59B
$4K ﹤0.01%
208
-146
-41% -$2.57K
LRN icon
4463
Stride
LRN
$3.35B
$4K ﹤0.01%
222
– –
MG icon
4464
Mistras Group
MG
$501M
$4K ﹤0.01%
+200
New +$4.05K
NMI icon
4465
Nuveen Municipal Income
NMI
$130M
$4K ﹤0.01%
390
– –
NRP icon
4466
Natural Resource Partners
NRP
$1.4B
$4K ﹤0.01%
156
– –
OMF icon
4467
OneMain Financial
OMF
$7.26B
$4K ﹤0.01%
126
-50
-28% -$1.34K
PACB icon
4468
Pacific Biosciences
PACB
$351M
$4K ﹤0.01%
700
– –
RCG
4469
RENN Fund
RCG
$20.5M
$4K ﹤0.01%
2,310
+1,810
+362% +$2.43K
RM icon
4470
Regional Management Corp
RM
$292M
$4K ﹤0.01%
162
– –
SAFE
4471
Safehold
SAFE
$1.1B
$4K ﹤0.01%
73
-7
-9% -$402
SNEX icon
4472
StoneX
SNEX
$7.72B
$4K ﹤0.01%
506
– –
SPNS
4473
DELISTED
Sapiens International
SPNS
$4K ﹤0.01%
300
– –
SPPP
4474
Sprott Physical Platinum and Palladium Trust
SPPP
$619M
$4K ﹤0.01%
500
– –
TCMD icon
4475
Tactile Systems Technology
TCMD
$667M
$4K ﹤0.01%
+119
New +$3.77K
177 178
179
180 181

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.