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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XONE
4451
DELISTED
The ExOne Company
XONE
$3K ﹤0.01%
364
-8,875
-96% -$101K
EHT
4452
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$3K ﹤0.01%
300
-1,000
-77% -$9.99K
PTVCB
4453
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$3K ﹤0.01%
+102
New +$2.59K
FPRX
4454
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$3K ﹤0.01%
63
-160
-72% -$8.41K
HMSY
4455
DELISTED
HMS Holdings Corp.
HMSY
$3K ﹤0.01%
165
– –
PRGX
4456
DELISTED
PRGX Global, Inc.
PRGX
$3K ﹤0.01%
510
– –
GFY
4457
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$3K ﹤0.01%
168
+167
+16,700% +$2.63K
BITA
4458
DELISTED
Bitauto Holdings Limited
BITA
$3K ﹤0.01%
180
+130
+260% +$3.05K
SHLO
4459
DELISTED
Shiloh Industries Inc
SHLO
$3K ﹤0.01%
500
– –
GMZ
4460
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$3K ﹤0.01%
+38
New +$2.5K
QHC
4461
DELISTED
Quorum Health Corporation
QHC
$3K ﹤0.01%
356
-131
-27% -$789
CHKR
4462
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$3K ﹤0.01%
1,200
-1,000
-45% -$2.2K
SDT
4463
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$3K ﹤0.01%
2,410
-1,220
-34% -$1.7K
DVCR
4464
DELISTED
Diversicare Healthcare Services Inc
DVCR
$3K ﹤0.01%
250
– –
SFS
4465
DELISTED
Smart & Final Stores, Inc.
SFS
$3K ﹤0.01%
221
+69
+45% +$908
NXEO
4466
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$3K ﹤0.01%
349
– –
RSYS
4467
DELISTED
Radisys Corp
RSYS
$3K ﹤0.01%
650
-5,613
-90% -$25.7K
TAX
4468
DELISTED
Liberty Tax, Inc. Class A
TAX
$3K ﹤0.01%
250
– –
JJC
4469
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$3K ﹤0.01%
100
-2,329
-96% -$63.9K
EXAC
4470
DELISTED
Exactech Inc
EXAC
$3K ﹤0.01%
+113
New +$2.99K
PMC
4471
DELISTED
PharMerica Corporation
PMC
$3K ﹤0.01%
127
– –
OAPH
4472
DELISTED
OShares FTSE Asia Pacific Quality Dividend Hedged ETF
OAPH
$3K ﹤0.01%
100
– –
RIC
4473
DELISTED
Richmont Mines Inc.
RIC
$3K ﹤0.01%
500
– –
WSTC
4474
DELISTED
West Corporation
WSTC
$3K ﹤0.01%
105
+1
+1% +$23
AF
4475
DELISTED
Astoria Financial Corporation
AF
$3K ﹤0.01%
219
– –
177 178
179
180 181

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.