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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARE icon
4401
Carter Bankshares
CARE
$749M
$9K ﹤0.01%
470
– –
CENTA icon
4402
Central Garden & Pet Co Class A
CENTA
$2.43B
$9K ﹤0.01%
416
+88
+27% +$1.75K
CLLS
4403
Cellectis
CLLS
$296M
$9K ﹤0.01%
901
-6,399
-88% -$86K
CRNT icon
4404
Ceragon Networks
CRNT
$198M
$9K ﹤0.01%
3,600
– –
DAKT icon
4405
Daktronics
DAKT
$997M
$9K ﹤0.01%
1,280
– –
DAVA icon
4406
Endava
DAVA
$167M
$9K ﹤0.01%
250
-6,450
-96% -$247K
DOO
4407
Bombardier Recreational Products
DOO
$4.69B
$9K ﹤0.01%
242
+1
+0.4% +$35
DVAX
4408
DELISTED
Dynavax Technologies
DVAX
$9K ﹤0.01%
2,530
-4,454
-64% -$17.3K
EMCB icon
4409
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$99.1M
$9K ﹤0.01%
+125
New +$9.12K
FDBC icon
4410
Fidelity D&D Bancorp
FDBC
$322M
$9K ﹤0.01%
148
– –
FEIM icon
4411
Frequency Electronics
FEIM
$858M
$9K ﹤0.01%
724
– –
GLDI icon
4412
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$32.7M
$9K ﹤0.01%
50
– –
GLRE icon
4413
Greenlight Captial
GLRE
$505M
$9K ﹤0.01%
854
-665
-44% -$6.27K
INN
4414
Summit Hotel Properties
INN
$656M
$9K ﹤0.01%
732
+197
+37% +$2.25K
JBSS icon
4415
John B. Sanfilippo & Son
JBSS
$989M
$9K ﹤0.01%
93
– –
KSA icon
4416
iShares MSCI Saudi Arabia ETF
KSA
$625M
$9K ﹤0.01%
307
-997
-76% -$31.6K
LOCO icon
4417
El Pollo Loco
LOCO
$463M
$9K ﹤0.01%
775
– –
LSTA icon
4418
Lisata Therapeutics
LSTA
$10.6M
$9K ﹤0.01%
237
– –
MGNX icon
4419
MacroGenics
MGNX
$259M
$9K ﹤0.01%
688
+41
+6% +$590
MOD icon
4420
Modine Manufacturing
MOD
$10.6B
$9K ﹤0.01%
755
+211
+39% +$2.5K
PSMT icon
4421
Pricesmart
PSMT
$5.49B
$9K ﹤0.01%
126
– –
PST icon
4422
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
$9K ﹤0.01%
464
– –
ROCK icon
4423
Gibraltar Industries
ROCK
$1.46B
$9K ﹤0.01%
199
– –
RYAM icon
4424
Rayonier Advanced Materials
RYAM
$561M
$9K ﹤0.01%
1,928
– –
SCS
4425
DELISTED
Steelcase
SCS
$9K ﹤0.01%
483
+28
+6% +$466
175 176
177
178 179

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.