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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMPV
4401
DELISTED
Imperva, Inc.
IMPV
$7K ﹤0.01%
170
– –
FBR
4402
DELISTED
Fibria Celulose Sa
FBR
$7K ﹤0.01%
455
-86
-16% -$1.31K
KND
4403
DELISTED
Kindred Healthcare
KND
$7K ﹤0.01%
680
+654
+2,515% +$4.87K
IPXL
4404
DELISTED
Impax Laboratories, Inc.
IPXL
$7K ﹤0.01%
425
– –
PGH
4405
DELISTED
Pengrowth Energy Corporation
PGH
$7K ﹤0.01%
9,435
-862
-8% -$801
DXGE
4406
DELISTED
WisdomTree Germany Hedged Equity Fund
DXGE
$7K ﹤0.01%
210
-102
-33% -$3.29K
AXJL
4407
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$7K ﹤0.01%
101
– –
NAVG
4408
DELISTED
Navigators Group Inc
NAVG
$7K ﹤0.01%
153
+43
+39% +$2.3K
PRMW
4409
DELISTED
Primo Water Corporation
PRMW
$7K ﹤0.01%
526
+159
+43% +$1.91K
AEMD icon
4410
Aethlon Medical
AEMD
$1.67M
– –
0
– –
AMRC icon
4411
Ameresco
AMRC
$1.37B
$6K ﹤0.01%
+700
New +$5.81K
ARAY icon
4412
Accuray
ARAY
$34.6M
$6K ﹤0.01%
+1,350
New +$6.2K
ASTE icon
4413
Astec Industries
ASTE
$989M
$6K ﹤0.01%
111
+28
+34% +$1.5K
ATLO icon
4414
AMES National
ATLO
$280M
$6K ﹤0.01%
200
– –
AVD icon
4415
American Vanguard Corp
AVD
$62.6M
$6K ﹤0.01%
320
– –
BIB icon
4416
ProShares Ultra NASDAQ Biotechnology
BIB
$87.9M
$6K ﹤0.01%
100
– –
BNED icon
4417
Barnes & Noble Education
BNED
$435M
$6K ﹤0.01%
7
-3
-30% -$1.98K
CET
4418
Central Securities Corp
CET
$1.63B
$6K ﹤0.01%
208
+6
+3% +$160
CFFN icon
4419
Capitol Federal Financial
CFFN
$1.09B
$6K ﹤0.01%
448
+79
+21% +$1.11K
CMC icon
4420
Commercial Metals
CMC
$7.97B
$6K ﹤0.01%
300
-200
-40% -$3.98K
CMCO icon
4421
Columbus McKinnon
CMCO
$564M
$6K ﹤0.01%
156
+52
+50% +$1.99K
CNS icon
4422
Cohen & Steers
CNS
$4.34B
$6K ﹤0.01%
116
+62
+115% +$2.73K
CROX icon
4423
Crocs
CROX
$6.31B
$6K ﹤0.01%
500
– –
EBF icon
4424
Ennis
EBF
$560M
$6K ﹤0.01%
292
– –
FDBC icon
4425
Fidelity D&D Bancorp
FDBC
$315M
$6K ﹤0.01%
+148
New +$5.84K
175 176
177
178 179

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.