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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIC icon
4401
Global Industrial
GIC
$1.5B
$1K ﹤0.01%
100
– –
GTN icon
4402
Gray Television
GTN
$490M
$1K ﹤0.01%
48
-952
-95% -$13.5K
HAFC icon
4403
Hanmi Financial
HAFC
$948M
$1K ﹤0.01%
35
– –
HBIO icon
4404
Harvard Bioscience
HBIO
$27.6M
$1K ﹤0.01%
30
– –
HHS icon
4405
Harte-Hanks
HHS
$18.5M
$1K ﹤0.01%
28
– –
IHG icon
4406
InterContinental Hotels
IHG
$23B
$1K ﹤0.01%
28
+13
+87% +$665
IIIN icon
4407
Insteel Industries
IIIN
$633M
$1K ﹤0.01%
40
– –
IMMR icon
4408
Immersion
IMMR
$248M
$1K ﹤0.01%
+51
New +$619
INVA icon
4409
Innoviva
INVA
$1.5B
$1K ﹤0.01%
161
– –
JD icon
4410
JD.com
JD
$43.1B
$1K ﹤0.01%
45
-165
-79% -$4.77K
JOF
4411
Japan Smaller Capitalization Fund
JOF
$352M
$1K ﹤0.01%
136
-700
-84% -$7.27K
KFRC icon
4412
Kforce
KFRC
$1.04B
$1K ﹤0.01%
+34
New +$869
KODK icon
4413
Kodak
KODK
$987M
$1K ﹤0.01%
45
-78
-63% -$1.17K
KTOS icon
4414
Kratos Defense & Security Solutions
KTOS
$12B
$1K ﹤0.01%
150
– –
LCTX icon
4415
Lineage Cell Therapeutics
LCTX
$283M
$1K ﹤0.01%
527
– –
LKFN icon
4416
Lakeland Financial Corp
LKFN
$1.54B
$1K ﹤0.01%
47
– –
LMAT icon
4417
LeMaitre Vascular
LMAT
$1.89B
$1K ﹤0.01%
+100
New +$1.28K
LNW
4418
DELISTED
Light & Wonder
LNW
$1K ﹤0.01%
100
-67
-40% -$878
LSTA icon
4419
Lisata Therapeutics
LSTA
$10.9M
$1K ﹤0.01%
10
– –
MDGL icon
4420
Madrigal Pharmaceuticals
MDGL
$12.4B
$1K ﹤0.01%
10
– –
MLP icon
4421
Maui Land & Pineapple Co
MLP
$319M
$1K ﹤0.01%
200
– –
MTH icon
4422
Meritage Homes
MTH
$4.81B
$1K ﹤0.01%
66
– –
MTR
4423
Mesa Royalty Trust
MTR
$5.29M
$1K ﹤0.01%
100
– –
MTSI icon
4424
MACOM Technology Solutions
MTSI
$22.9B
$1K ﹤0.01%
+36
New +$1.14K
NBHC icon
4425
National Bank Holdings
NBHC
$1.92B
$1K ﹤0.01%
37
– –
175 176
177
178 179

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.