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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGTY
4376
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$7K ﹤0.01%
600
– –
CDMO
4377
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$7K ﹤0.01%
1,748
+625
+56% +$2.68K
CONN
4378
DELISTED
Conn's Inc.
CONN
$7K ﹤0.01%
186
+42
+29% +$1.28K
NWLI
4379
DELISTED
National Western Life Group, Inc. Class A
NWLI
$7K ﹤0.01%
22
+2
+10% +$698
RESE
4380
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
$7K ﹤0.01%
+209
New +$6.76K
SCU
4381
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$7K ﹤0.01%
297
-69
-19% -$2.17K
WTT
4382
DELISTED
Wireless Telecom Group, Inc.
WTT
$7K ﹤0.01%
2,800
– –
FSTX
4383
DELISTED
F-star Therapeutics, Inc. Common Stock
FSTX
$7K ﹤0.01%
125
– –
CNCE
4384
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$7K ﹤0.01%
+265
New +$5.34K
COUP
4385
DELISTED
Coupa Software Incorporated
COUP
$7K ﹤0.01%
214
– –
TMBR
4386
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$7K ﹤0.01%
4
+3
+300% +$8.18K
MN
4387
DELISTED
MANNING & NAPIER, INC.
MN
$7K ﹤0.01%
1,911
– –
CUB
4388
DELISTED
Cubic Corporation
CUB
$7K ﹤0.01%
115
– –
FRAN
4389
DELISTED
Francesca's Holdings Corporation
FRAN
$7K ﹤0.01%
83
– –
AMAG
4390
DELISTED
AMAG Pharmaceuticals
AMAG
$7K ﹤0.01%
527
– –
HEWI
4391
DELISTED
iShares Currency Hedged MSCI Italy ETF
HEWI
$7K ﹤0.01%
+392
New +$6.82K
TECD
4392
DELISTED
Tech Data Corp
TECD
$7K ﹤0.01%
67
+14
+26% +$1.31K
ADRU
4393
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
$7K ﹤0.01%
+300
New +$6.74K
IPHS
4394
DELISTED
Innophos Holdings, Inc.
IPHS
$7K ﹤0.01%
156
+1
+0.6% +$47
CART
4395
DELISTED
Carolina Trust BancShares
CART
$7K ﹤0.01%
732
– –
ANFI
4396
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$7K ﹤0.01%
1,721
+1,215
+240% +$6.47K
EGI
4397
DELISTED
Entre Resources Ltd. Common Shares
EGI
$7K ﹤0.01%
11,200
– –
BRSS
4398
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
$7K ﹤0.01%
213
+4
+2% +$136
FTD
4399
DELISTED
FTD Companies, Inc. Common Stock
FTD
$7K ﹤0.01%
963
-19
-2% -$177
MXWL
4400
DELISTED
Maxwell Technologies Inc
MXWL
$7K ﹤0.01%
1,100
+100
+10% +$520
174 175
176
177 178

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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.