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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAT
4376
American Assets Trust
AAT
$1.37B
$3K ﹤0.01%
69
+1
+1% +$41
ADTN icon
4377
Adtran
ADTN
$632M
$3K ﹤0.01%
144
+43
+43% +$869
AMKR icon
4378
Amkor Technology
AMKR
$13.5B
$3K ﹤0.01%
300
-1,236
-80% -$13.2K
BNBX
4379
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
AXSM icon
4380
Axsome Therapeutics
AXSM
$11.1B
$3K ﹤0.01%
391
– –
CLAR icon
4381
Clarus
CLAR
$146M
$3K ﹤0.01%
502
– –
CLIR icon
4382
ClearSign Technologies
CLIR
$28.4M
$3K ﹤0.01%
100
– –
CLS icon
4383
Celestica
CLS
$39.1B
$3K ﹤0.01%
258
– –
CMCO icon
4384
Columbus McKinnon
CMCO
$564M
$3K ﹤0.01%
104
– –
COHU icon
4385
Cohu
COHU
$2.5B
$3K ﹤0.01%
200
– –
CUZ icon
4386
Cousins Properties
CUZ
$4.83B
$3K ﹤0.01%
86
+8
+10% +$252
DGICA icon
4387
Donegal Group Class A
DGICA
$693M
$3K ﹤0.01%
174
+2
+1% +$32
DIVI icon
4388
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.76B
$3K ﹤0.01%
129
+51
+65% +$1.29K
DSGX icon
4389
Descartes Systems
DSGX
$6.78B
$3K ﹤0.01%
120
– –
DWSN icon
4390
Dawson Geophysical
DWSN
$138M
$3K ﹤0.01%
327
– –
EEMA icon
4391
iShares MSCI Emerging Markets Asia ETF
EEMA
$859M
$3K ﹤0.01%
60
+1
+2% +$55
EFU icon
4392
ProShares Trust UltraShort MSCI EAFE
EFU
$1.14M
$3K ﹤0.01%
41
– –
EHTH icon
4393
eHealth
EHTH
$39.1M
$3K ﹤0.01%
300
– –
ESSA
4394
DELISTED
ESSA Bancorp
ESSA
$3K ﹤0.01%
+197
New +$2.9K
FIVN icon
4395
FIVE9
FIVN
$2.44B
$3K ﹤0.01%
193
-11,084
-98% -$160K
FORR icon
4396
Forrester Research
FORR
$225M
$3K ﹤0.01%
+79
New +$3.14K
GILT icon
4397
Gilat Satellite Networks
GILT
$846M
$3K ﹤0.01%
500
– –
GKOS icon
4398
Glaukos
GKOS
$10.7B
$3K ﹤0.01%
100
-450
-82% -$15.4K
GLTR icon
4399
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.69B
$3K ﹤0.01%
50
– –
HROW icon
4400
Harrow
HROW
$1.47B
$3K ﹤0.01%
1,000
– –
174 175
176
177 178

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.