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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJM
4376
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$3K ﹤0.01%
+114
New +$2.81K
FEO
4377
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$3K ﹤0.01%
193
– –
ACH
4378
DELISTED
Alum Corp of China Ltd
ACH
$3K ﹤0.01%
320
– –
HMSY
4379
DELISTED
HMS Holdings Corp.
HMSY
$3K ﹤0.01%
165
– –
MUH
4380
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$3K ﹤0.01%
200
– –
BMCH
4381
DELISTED
BMC Stock Holdings, Inc
BMCH
$3K ﹤0.01%
167
-715
-81% -$13.9K
SSI
4382
DELISTED
Stage Stores Inc
SSI
$3K ﹤0.01%
484
– –
QHC
4383
DELISTED
Quorum Health Corporation
QHC
$3K ﹤0.01%
487
– –
DLBS
4384
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$3K ﹤0.01%
220
-3
-1% -$36
EGI
4385
DELISTED
Entre Resources Ltd. Common Shares
EGI
$3K ﹤0.01%
11,200
-1,000
-8% -$297
DVCR
4386
DELISTED
Diversicare Healthcare Services Inc
DVCR
$3K ﹤0.01%
250
– –
FRSH
4387
DELISTED
Papa Murphy's Holdings, Inc
FRSH
$3K ﹤0.01%
510
– –
ICON
4388
DELISTED
Iconix Brand Group, Inc.
ICON
$3K ﹤0.01%
31
-90
-74% -$7.01K
NXEO
4389
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$3K ﹤0.01%
+349
New +$3.08K
FBR
4390
DELISTED
Fibria Celulose Sa
FBR
$3K ﹤0.01%
455
– –
TAX
4391
DELISTED
Liberty Tax, Inc. Class A
TAX
$3K ﹤0.01%
+250
New +$3.38K
ICB
4392
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$3K ﹤0.01%
174
– –
WAC
4393
DELISTED
Walter Investment Mgt Corp
WAC
$3K ﹤0.01%
800
– –
HSNI
4394
DELISTED
HSN, Inc.
HSNI
$3K ﹤0.01%
84
-24
-22% -$1.09K
OAPH
4395
DELISTED
OShares FTSE Asia Pacific Quality Dividend Hedged ETF
OAPH
$3K ﹤0.01%
100
– –
AF
4396
DELISTED
Astoria Financial Corporation
AF
$3K ﹤0.01%
219
– –
NSR
4397
DELISTED
Neustar Inc
NSR
$3K ﹤0.01%
121
+29
+32% +$725
HFEZ
4398
DELISTED
SPDR EURO STOXX 50 Currency Hedged ETF
HFEZ
$3K ﹤0.01%
100
– –
IST
4399
DELISTED
SPDR S&P International Telecommunications Sector
IST
$3K ﹤0.01%
140
– –
KCG
4400
DELISTED
KCG Holdings, Inc.
KCG
$3K ﹤0.01%
204
-49
-19% -$711
174 175
176
177 178

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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.