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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBR
4351
DELISTED
Fibria Celulose Sa
FBR
$4K ﹤0.01%
455
– –
ECYT
4352
DELISTED
Endocyte, Inc. Common Stock
ECYT
$4K ﹤0.01%
1,759
-66
-4% -$190
REIS
4353
DELISTED
Reis, Inc.
REIS
$4K ﹤0.01%
199
– –
HCOM
4354
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$4K ﹤0.01%
+153
New +$3.48K
PXR
4355
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
$4K ﹤0.01%
125
-175
-58% -$5.45K
ENTL
4356
DELISTED
Entellus Medical, Inc. Common Stock
ENTL
$4K ﹤0.01%
230
– –
WAC
4357
DELISTED
Walter Investment Mgt Corp
WAC
$4K ﹤0.01%
800
– –
SWNC
4358
DELISTED
Southwestern Energy Company
SWNC
$4K ﹤0.01%
150
– –
HSNI
4359
DELISTED
HSN, Inc.
HSNI
$4K ﹤0.01%
113
+29
+35% +$1.08K
ABCO
4360
DELISTED
Advisory Board Co
ABCO
$4K ﹤0.01%
92
– –
GSOL
4361
DELISTED
Global Sources Ltd
GSOL
$4K ﹤0.01%
414
-585
-59% -$5.06K
HFEZ
4362
DELISTED
SPDR EURO STOXX 50 Currency Hedged ETF
HFEZ
$4K ﹤0.01%
100
– –
CIE
4363
DELISTED
Cobalt International Energy, Inc
CIE
$4K ﹤0.01%
200
– –
XCO
4364
DELISTED
Exco Resources
XCO
$4K ﹤0.01%
300
-100
-25% -$1.61K
CACB
4365
DELISTED
Cascade Bancorp
CACB
$4K ﹤0.01%
527
– –
NILE
4366
DELISTED
Blue Nile, Inc.
NILE
$4K ﹤0.01%
100
– –
GNRX
4367
DELISTED
VanEck Vectors Generic Drugs ETF
GNRX
$4K ﹤0.01%
+200
New +$4.47K
MOBL
4368
DELISTED
MobileIron, Inc.
MOBL
$4K ﹤0.01%
+1,000
New +$3.81K
AGF
4369
DELISTED
DB Agriculture Long ETN due April 1, 2038
AGF
$4K ﹤0.01%
392
– –
ESNC
4370
DELISTED
EnSync Inc
ESNC
$4K ﹤0.01%
6,000
-2,000
-25% -$1.82K
CSBK
4371
DELISTED
Clifton Bancorp Inc.
CSBK
$4K ﹤0.01%
+238
New +$3.81K
PARN
4372
DELISTED
Parnell Pharmaceuticals Holdings Ltd
PARN
$4K ﹤0.01%
6,800
-17,500
-72% -$20.8K
EWRS
4373
DELISTED
GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF
EWRS
$4K ﹤0.01%
+75
New +$4K
ENV
4374
DELISTED
ENVESTNET, INC.
ENV
$4K ﹤0.01%
107
+22
+26% +$789
CZR
4375
DELISTED
Caesars Entertainment Corporation
CZR
$4K ﹤0.01%
500
– –
173 174
175
176 177

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.