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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABCB icon
4276
Ameris Bancorp
ABCB
$5.92B
$4K ﹤0.01%
+103
New +$4.18K
AGD
4277
abrdn Global Dynamic Dividend Fund
AGD
$326M
$4K ﹤0.01%
510
+4
+0.8% +$34
AMPH icon
4278
Amphastar Pharmaceuticals
AMPH
$869M
$4K ﹤0.01%
232
+32
+16% +$623
BANF icon
4279
BancFirst
BANF
$3.82B
$4K ﹤0.01%
76
– –
BLDP
4280
Ballard Power Systems
BLDP
$784M
$4K ﹤0.01%
2,428
-300
-11% -$598
BMA icon
4281
Banco Macro
BMA
$5.14B
$4K ﹤0.01%
65
– –
BSBR icon
4282
Santander
BSBR
$43.1B
$4K ﹤0.01%
+496
New +$3.72K
BSCP
4283
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$4K ﹤0.01%
+190
New +$3.91K
CABO icon
4284
Cable One
CABO
$192M
$4K ﹤0.01%
6
– –
CET
4285
Central Securities Corp
CET
$1.63B
$4K ﹤0.01%
200
– –
CHIQ icon
4286
Global X MSCI China Consumer Discretionary ETF
CHIQ
$124M
$4K ﹤0.01%
375
– –
CHT icon
4287
Chunghwa Telecom
CHT
$32.9B
$4K ﹤0.01%
131
-66
-34% -$2.22K
CPS icon
4288
Cooper-Standard Automotive
CPS
$487M
$4K ﹤0.01%
36
+15
+71% +$1.45K
CVCO icon
4289
Cavco Industries
CVCO
$4.57B
$4K ﹤0.01%
+37
New +$3.56K
CVGI icon
4290
Commercial Vehicle Group
CVGI
$135M
$4K ﹤0.01%
698
– –
CYD icon
4291
China Yuchai International
CYD
$1.75B
$4K ﹤0.01%
284
+121
+74% +$1.46K
ENPH icon
4292
Enphase Energy
ENPH
$5.59B
$4K ﹤0.01%
3,950
– –
EVRI
4293
DELISTED
Everi Holdings
EVRI
$4K ﹤0.01%
2,000
– –
FET icon
4294
Forum Energy Technologies
FET
$934M
$4K ﹤0.01%
10
– –
GLOB icon
4295
Globant
GLOB
$1.68B
$4K ﹤0.01%
113
-37
-25% -$1.45K
GLU
4296
Gabelli Utility & Income Trust
GLU
$116M
$4K ﹤0.01%
250
– –
GTY
4297
Getty Realty Corp
GTY
$2B
$4K ﹤0.01%
149
– –
HLX icon
4298
Helix Energy Solutions
HLX
$1.5B
$4K ﹤0.01%
400
-295
-42% -$2.85K
HNRG icon
4299
Hallador Energy
HNRG
$737M
$4K ﹤0.01%
413
– –
IESC icon
4300
IES Holdings
IESC
$15.5B
$4K ﹤0.01%
200
– –
170 171
172
173 174

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.