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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMO
4251
DELISTED
General Moly, Inc.
GMO
$5K ﹤0.01%
19,250
– –
GNC
4252
DELISTED
GNC Holdings, Inc.
GNC
$5K ﹤0.01%
450
-148
-25% -$2.32K
SSI
4253
DELISTED
Stage Stores Inc
SSI
$5K ﹤0.01%
1,190
+706
+146% +$3.5K
CART
4254
DELISTED
Carolina Trust BancShares
CART
$5K ﹤0.01%
732
– –
ORIT
4255
DELISTED
Oritani Financial Corp. New
ORIT
$5K ﹤0.01%
339
– –
CHFN
4256
DELISTED
Charter Financial Corp
CHFN
$5K ﹤0.01%
+294
New +$4.13K
IMNP
4257
DELISTED
Immune Pharmaceuticals Inc.
IMNP
$5K ﹤0.01%
1,375
+1,275
+1,275% +$5.24K
WSKY
4258
DELISTED
Spirited Funds/ETFMG Whiskey & Spirits ETF
WSKY
$5K ﹤0.01%
+200
New +$4.86K
CCUR
4259
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$5K ﹤0.01%
1,000
– –
LMOS
4260
DELISTED
Lumos Networks Corp
LMOS
$5K ﹤0.01%
350
– –
TPLM
4261
DELISTED
Triangle Petroleum Corporation
TPLM
$5K ﹤0.01%
21,700
-20,000
-48% -$5.45K
PLKI
4262
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$5K ﹤0.01%
88
– –
FRAK
4263
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$5K ﹤0.01%
27
– –
RELY
4264
DELISTED
Real Industry, Inc.
RELY
$5K ﹤0.01%
781
– –
BSCN
4265
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$5K ﹤0.01%
245
+202
+470% +$4.2K
AAWW
4266
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$5K ﹤0.01%
124
+24
+24% +$1.13K
CELP
4267
DELISTED
Cypress Environmental Partners, L.P.
CELP
$5K ﹤0.01%
500
– –
VVUS
4268
DELISTED
Vivus Inc
VVUS
$5K ﹤0.01%
444
– –
NAVG
4269
DELISTED
Navigators Group Inc
NAVG
$5K ﹤0.01%
110
– –
QINC
4270
DELISTED
First Trust RBA Quality Income ETF
QINC
$5K ﹤0.01%
+220
New +$4.9K
DGI
4271
DELISTED
DigitalGlobe Inc.
DGI
$5K ﹤0.01%
159
– –
AIXG
4272
DELISTED
Aixtron SE
AIXG
$5K ﹤0.01%
1,510
– –
XLYS
4273
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER DISCRETIONARY PORT
XLYS
$5K ﹤0.01%
100
– –
PRMW
4274
DELISTED
Primo Water Corporation
PRMW
$5K ﹤0.01%
367
-2,065
-85% -$26.5K
HK
4275
DELISTED
Halcon Resources Corporation
HK
$5K ﹤0.01%
611
-11,123
-95% -$105K
169 170
171
172 173

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.