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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
401
Lumen
LUMN
$6.79B
$1.36M 0.04%
33,205
+9,341
+39% +$367K
TFI icon
402
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$1.36M 0.04%
28,274
+122
+0.4% +$5.8K
MLCO icon
403
Melco Resorts & Entertainment
MLCO
$2.14B
$1.35M 0.04%
51,329
+48,453
+1,685% +$1.46M
ROST icon
404
Ross Stores
ROST
$82B
$1.35M 0.04%
35,648
-2,792
-7% -$97.2K
SJI
405
DELISTED
South Jersey Industries, Inc.
SJI
$1.34M 0.04%
50,390
+48,830
+3,130% +$1.37M
CE icon
406
Celanese
CE
$4.8B
$1.34M 0.04%
22,828
-330
-1% -$20.3K
MUB icon
407
iShares National Muni Bond ETF
MUB
$45.8B
$1.33M 0.04%
12,141
+602
+5% +$65.6K
KRE icon
408
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
$1.33M 0.04%
35,137
+21,201
+152% +$827K
DEM icon
409
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$1.33M 0.04%
27,531
-9,976
-27% -$519K
BRFS
410
DELISTED
BRF SA
BRFS
$1.32M 0.04%
55,691
-1,197
-2% -$30.1K
AJG icon
411
Arthur J. Gallagher & Co
AJG
$64.4B
$1.32M 0.04%
29,045
-1,510
-5% -$69.4K
VXUS icon
412
Vanguard Total International Stock ETF
VXUS
$162B
$1.32M 0.04%
25,822
+8,850
+52% +$474K
CLX icon
413
Clorox
CLX
$13B
$1.31M 0.04%
13,710
+1,577
+13% +$143K
ICF icon
414
iShares Select U.S. REIT ETF
ICF
$2.08B
$1.3M 0.04%
30,810
-8,856
-22% -$391K
GWX icon
415
State Street SPDR S&P International Small Cap ETF
GWX
$915M
$1.29M 0.04%
39,614
+7,897
+25% +$273K
HYD icon
416
VanEck High Yield Muni ETF
HYD
$4.4B
$1.29M 0.04%
21,039
+498
+2% +$30.1K
KXI icon
417
iShares Global Consumer Staples ETF
KXI
$1.06B
$1.29M 0.04%
29,418
-18,110
-38% -$807K
BSMX
418
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1.28M 0.03%
94,549
-404
-0.4% -$5.57K
UFS
419
DELISTED
DOMTAR CORPORATION (New)
UFS
$1.27M 0.03%
36,287
+35,773
+6,960% +$1.36M
MLKN icon
420
MillerKnoll
MLKN
$1.63B
$1.26M 0.03%
42,328
-839
-2% -$25.2K
BID
421
DELISTED
Sotheby's
BID
$1.26M 0.03%
35,285
-453
-1% -$17.8K
HST icon
422
Host Hotels & Resorts
HST
$15.4B
$1.26M 0.03%
59,021
-2,864
-5% -$63.8K
RWX icon
423
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$1.26M 0.03%
30,393
-57
-0.2% -$2.51K
RWR icon
424
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$1.25M 0.03%
15,704
-661
-4% -$55.3K
VNM icon
425
VanEck Vietnam ETF
VNM
$509M
$1.25M 0.03%
57,245
+41,570
+265% +$915K
15 16
17
18 19

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.