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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
401
Cummins
CMI
$87.4B
$1.22M 0.04%
8,213
-636
-7% -$88.4K
URBN icon
402
Urban Outfitters
URBN
$6.81B
$1.22M 0.04%
33,489
+3,900
+13% +$142K
SH icon
403
ProShares Short S&P500
SH
$843M
$1.22M 0.04%
6,146
-395
-6% -$80K
AIG icon
404
American International
AIG
$40.7B
$1.21M 0.04%
24,087
+1,308
+6% +$65K
NFLX icon
405
Netflix
NFLX
$318B
$1.2M 0.04%
200,550
+130,130
+185% +$745K
SPLV icon
406
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$1.19M 0.03%
35,131
-1,490
-4% -$49.1K
WW
407
DELISTED
WW International
WW
$1.18M 0.03%
57,256
+22,455
+65% +$568K
CRI icon
408
Carter's
CRI
$1.48B
$1.16M 0.03%
14,950
+573
+4% +$41.2K
PRE
409
DELISTED
PARTNERRE LTD
PRE
$1.16M 0.03%
11,220
+250
+2% +$25K
VSS icon
410
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.16M 0.03%
10,837
+798
+8% +$83.2K
FBT icon
411
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$1.16M 0.03%
15,069
-6,145
-29% -$479K
MFD
412
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$1.15M 0.03%
67,097
+1,648
+3% +$27.9K
HQH
413
abrdn Healthcare Investors
HQH
$1.33B
$1.15M 0.03%
43,096
-32,721
-43% -$909K
HDV
414
iShares Core High Dividend ETF
HDV
$15B
$1.14M 0.03%
79,865
-11,825
-13% -$164K
KMI icon
415
Kinder Morgan
KMI
$69.9B
$1.14M 0.03%
34,953
+4,391
+14% +$147K
NUE icon
416
Nucor
NUE
$62.5B
$1.14M 0.03%
22,472
-2,432
-10% -$122K
IYR icon
417
iShares US Real Estate ETF
IYR
$4.52B
$1.13M 0.03%
16,756
+5,167
+45% +$343K
STPZ icon
418
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$1.12M 0.03%
21,238
+806
+4% +$42.8K
PHO icon
419
Invesco Water Resources ETF
PHO
$2.09B
$1.12M 0.03%
42,110
-1,867
-4% -$48.8K
FRC
420
DELISTED
First Republic Bank
FRC
$1.12M 0.03%
20,793
+1,241
+6% +$64K
EZM icon
421
WisdomTree US MidCap Fund
EZM
$952M
$1.12M 0.03%
37,851
+5,847
+18% +$168K
MINT icon
422
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$1.12M 0.03%
11,056
-30,049
-73% -$3.05M
BIDU icon
423
Baidu
BIDU
$37.1B
$1.12M 0.03%
7,348
+3,066
+72% +$513K
EWA icon
424
iShares MSCI Australia ETF
EWA
$1.47B
$1.11M 0.03%
43,007
-9,851
-19% -$241K
REGN icon
425
Regeneron Pharmaceuticals
REGN
$83.2B
$1.11M 0.03%
3,687
+198
+6% +$61K
15 16
17
18 19

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.