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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
401
Corning
GLW
$140B
$1.03M 0.04%
70,519
-6,619
-9% -$98K
VFC icon
402
VF Corp
VFC
$5.89B
$1.03M 0.04%
22,926
+17,973
+363% +$829K
JPS
403
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.03M 0.04%
126,430
+73,413
+138% +$607K
ABE
404
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$1.03M 0.03%
52,829
-900
-2% -$17.6K
BXMX
405
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.03M 0.03%
85,052
+10,411
+14% +$130K
IOC
406
DELISTED
Interoil Corporation
IOC
$1.03M 0.03%
14,390
+175
+1% +$13.1K
BIP icon
407
Brookfield Infrastructure Partners
BIP
$17.6B
$1.02M 0.03%
67,450
+8,061
+14% +$117K
HST icon
408
Host Hotels & Resorts
HST
$15.5B
$1.02M 0.03%
57,554
+2,950
+5% +$52.3K
LVS icon
409
Las Vegas Sands
LVS
$29.5B
$1.02M 0.03%
15,301
+7,227
+90% +$419K
DD icon
410
DuPont de Nemours
DD
$19.2B
$1.02M 0.03%
10,434
+742
+8% +$69.1K
SODA
411
DELISTED
SodaStream International Ltd
SODA
$1.02M 0.03%
16,296
+9,879
+154% +$627K
IBND icon
412
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$1.01M 0.03%
28,038
-1,542
-5% -$54.2K
RDS.A
413
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.01M 0.03%
16,442
-584
-3% -$35.7K
PTY icon
414
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$1.01M 0.03%
55,830
+169
+0.3% +$3.01K
DRN icon
415
Direxion Daily Real Estate Bull 3X ETF
DRN
$42.7M
$1M 0.03%
101,308
-18,468
-15% -$197K
IYK icon
416
iShares US Consumer Staples ETF
IYK
$1.43B
$999K 0.03%
33,573
+3
+0% +$90
MFD
417
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$990K 0.03%
63,450
-1,825
-3% -$28.3K
PGH
418
DELISTED
Pengrowth Energy Corporation
PGH
$989K 0.03%
167,081
-6,780
-4% -$38.1K
MOAT icon
419
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$986K 0.03%
36,309
+18,627
+105% +$487K
AJG icon
420
Arthur J. Gallagher & Co
AJG
$64.1B
$979K 0.03%
22,410
+176
+0.8% +$7.73K
BIDU icon
421
Baidu
BIDU
$37.1B
$979K 0.03%
6,314
-8,312
-57% -$1.07M
KMI icon
422
Kinder Morgan
KMI
$69.1B
$979K 0.03%
27,658
+10,185
+58% +$382K
DNKN
423
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$977K 0.03%
21,582
+4,669
+28% +$205K
USMV icon
424
iShares MSCI USA Min Vol Factor ETF
USMV
$24.5B
$969K 0.03%
29,173
+13,887
+91% +$464K
VTR icon
425
Ventas
VTR
$47.2B
$968K 0.03%
13,785
-9,249
-40% -$686K
15 16
17
18 19

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.