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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERX icon
4201
Direxion Daily Energy Bull 2X ETF
ERX
$244M
$5K ﹤0.01%
+14
New +$4.98K
FBK icon
4202
FB Financial Corp
FBK
$3.07B
$5K ﹤0.01%
+200
New +$4.57K
FWONA icon
4203
Liberty Media Series A
FWONA
$23.4B
$5K ﹤0.01%
158
+59
+60% +$1.69K
GES
4204
DELISTED
Guess Inc
GES
$5K ﹤0.01%
412
– –
GOGO icon
4205
Gogo Inc
GOGO
$392M
$5K ﹤0.01%
502
+300
+149% +$2.96K
GREK
4206
Global X MSCI Greece ETF
GREK
$330M
$5K ﹤0.01%
200
-583
-74% -$13.3K
GSM icon
4207
FerroAtlántica
GSM
$854M
$5K ﹤0.01%
517
– –
HLIO icon
4208
Helios Technologies
HLIO
$2.68B
$5K ﹤0.01%
128
– –
HRI icon
4209
Herc Holdings
HRI
$5.72B
$5K ﹤0.01%
130
-220
-63% -$7.94K
HTUS icon
4210
Hull Tactical US ETF
HTUS
$163M
$5K ﹤0.01%
+186
New +$4.93K
IAF
4211
abrdn Australia Equity Fund
IAF
$128M
$5K ﹤0.01%
278
-221
-44% -$3.71K
IQLT icon
4212
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$5K ﹤0.01%
+187
New +$4.61K
MBI icon
4213
MBIA
MBI
$253M
$5K ﹤0.01%
507
+7
+1% +$65
MTZ icon
4214
MasTec
MTZ
$21.9B
$5K ﹤0.01%
131
+30
+30% +$1.02K
NMR icon
4215
Nomura Holdings
NMR
$28.6B
$5K ﹤0.01%
851
+442
+108% +$2.35K
OFIX icon
4216
Orthofix Medical
OFIX
$420M
$5K ﹤0.01%
132
+32
+32% +$1.22K
PLPC icon
4217
Preformed Line Products
PLPC
$2.35B
$5K ﹤0.01%
+94
New +$4.77K
PLUG icon
4218
Plug Power
PLUG
$3.1B
$5K ﹤0.01%
4,700
-5,150
-52% -$7.56K
PLUS icon
4219
ePlus
PLUS
$2.32B
$5K ﹤0.01%
204
+32
+19% +$830
POST icon
4220
Post Holdings
POST
$3.56B
$5K ﹤0.01%
86
– –
PRTS icon
4221
CarParts.com
PRTS
$51.3M
$5K ﹤0.01%
150
– –
RMCF icon
4222
Rocky Mountain Chocolate Factory
RMCF
$6.35M
$5K ﹤0.01%
525
– –
SAND
4223
DELISTED
Sandstorm Gold
SAND
$5K ﹤0.01%
1,200
-200
-14% -$838
ECHO
4224
EchoStar
ECHO
$25.6B
$5K ﹤0.01%
130
+124
+2,067% +$4.92K
SNSR icon
4225
Global X Internet of Things ETF
SNSR
$222M
$5K ﹤0.01%
300
+100
+50% +$1.54K
167 168
169
170 171

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.