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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMOS
4201
DELISTED
Lumos Networks Corp
LMOS
$5K ﹤0.01%
350
– –
ASBB
4202
DELISTED
ASB Bancorp Inc
ASBB
$5K ﹤0.01%
200
– –
DGAS
4203
DELISTED
Delta Natural Gas Co Inc
DGAS
$5K ﹤0.01%
200
– –
KATE
4204
DELISTED
Kate Spade & Company
KATE
$5K ﹤0.01%
267
+100
+60% +$1.94K
EXAR
4205
DELISTED
Exar Corporation
EXAR
$5K ﹤0.01%
500
– –
PLKI
4206
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$5K ﹤0.01%
88
-393
-82% -$21.9K
SCAI
4207
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$5K ﹤0.01%
100
– –
TUBE
4208
DELISTED
TubeMogul, Inc.
TUBE
$5K ﹤0.01%
500
– –
FRAK
4209
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$5K ﹤0.01%
27
– –
RELY
4210
DELISTED
Real Industry, Inc.
RELY
$5K ﹤0.01%
781
– –
REGI
4211
DELISTED
Renewable Energy Group, Inc.
REGI
$5K ﹤0.01%
570
-2,000
-78% -$17.7K
CELP
4212
DELISTED
Cypress Environmental Partners, L.P.
CELP
$5K ﹤0.01%
500
– –
VVUS
4213
DELISTED
Vivus Inc
VVUS
$5K ﹤0.01%
444
– –
WLH
4214
DELISTED
WILLIAM LYON HOMES
WLH
$5K ﹤0.01%
255
-63
-20% -$1.07K
NAVG
4215
DELISTED
Navigators Group Inc
NAVG
$5K ﹤0.01%
+110
New +$5.1K
AGF
4216
DELISTED
DB Agriculture Long ETN due April 1, 2038
AGF
$5K ﹤0.01%
392
– –
DXJR
4217
DELISTED
WisdomTree Japan Hedged Real Estate Fund
DXJR
$5K ﹤0.01%
194
-1,218
-86% -$29.4K
XLYS
4218
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER DISCRETIONARY PORT
XLYS
$5K ﹤0.01%
100
– –
ACU icon
4219
Acme United Corp
ACU
$224M
$4K ﹤0.01%
210
-210
-50% -$4.33K
AGD
4220
abrdn Global Dynamic Dividend Fund
AGD
$325M
$4K ﹤0.01%
506
+3
+0.6% +$26
AMPH icon
4221
Amphastar Pharmaceuticals
AMPH
$844M
$4K ﹤0.01%
200
– –
AMSF icon
4222
AMERISAFE
AMSF
$521M
$4K ﹤0.01%
73
-322
-82% -$19.1K
BNBX
4223
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
APEI icon
4224
American Public Education
APEI
$831M
$4K ﹤0.01%
181
-6
-3% -$145
CABO icon
4225
Cable One
CABO
$195M
$4K ﹤0.01%
6
-2
-25% -$1.08K
167 168
169
170 171

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.