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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWAY
4201
DELISTED
HOMEAWAY INC COM
AWAY
$3K ﹤0.01%
99
-30
-23% -$883
CYN
4202
DELISTED
CITY NATIONAL CORPORATION
CYN
$3K ﹤0.01%
29
+24
+480% +$2.13K
NHC.PRA
4203
DELISTED
NATIONAL HEALTHCARE CORP PFD CONV SER A (DE)
NHC.PRA
$3K ﹤0.01%
200
– –
CJES
4204
DELISTED
C&J ENERGY SVCS LTD
CJES
$3K ﹤0.01%
906
– –
SWSH
4205
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$3K ﹤0.01%
2,380
– –
HIBB
4206
DELISTED
Hibbett, Inc. Common Stock
HIBB
$3K ﹤0.01%
+75
New +$3.13K
VIA
4207
DELISTED
Viacom Inc. Class A
VIA
$3K ﹤0.01%
77
-10
-11% -$503
UGLD
4208
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$3K ﹤0.01%
33
– –
EFII
4209
DELISTED
Electronics for Imaging
EFII
$3K ﹤0.01%
74
– –
AST
4210
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$3K ﹤0.01%
689
-150
-18% -$689
CVSL
4211
DELISTED
CVSL INC. COMMON STOCK
CVSL
$3K ﹤0.01%
+1,628
New +$2.58K
QGENF
4212
DELISTED
QIAGEN NV
QGENF
$3K ﹤0.01%
139
-51
-27% -$1.1K
AAT
4213
American Assets Trust
AAT
$1.37B
$2K ﹤0.01%
38
+6
+19% +$241
AGEN
4214
Agenus
AGEN
$307M
$2K ﹤0.01%
25
– –
AMED
4215
DELISTED
Amedisys
AMED
$2K ﹤0.01%
+44
New +$1.86K
ANY icon
4216
Sphere 3D
ANY
$18.7M
– –
0
– –
EFOR
4217
Everforth Inc
EFOR
$1.35B
$2K ﹤0.01%
43
+28
+187% +$1.06K
ATLC icon
4218
Atlanticus Holdings
ATLC
$1.42B
$2K ﹤0.01%
636
– –
AVNW icon
4219
Aviat Networks
AVNW
$272M
$2K ﹤0.01%
271
-21
-7% -$148
BLDP
4220
Ballard Power Systems
BLDP
$784M
$2K ﹤0.01%
1,928
+700
+57% +$950
BTE icon
4221
Baytex Energy
BTE
$3.08B
$2K ﹤0.01%
780
-48
-6% -$367
CABO icon
4222
Cable One
CABO
$192M
$2K ﹤0.01%
+4
New +$1.66K
CASS icon
4223
Cass Information Systems
CASS
$736M
$2K ﹤0.01%
42
– –
CENX icon
4224
Century Aluminum
CENX
$5.18B
$2K ﹤0.01%
325
-578
-64% -$4.03K
CIBR icon
4225
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.6B
$2K ﹤0.01%
+100
New +$1.89K
167 168
169
170 171

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.