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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQQ
4201
DELISTED
AMERICAN SPECTRUM REALTY INC
AQQ
$0 ﹤0.01%
+45
New –
IBCE
4202
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
– –
-468
Closed -$11K
MTL
4203
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$0 ﹤0.01%
108
– –
QADA
4204
DELISTED
QAD Inc.
QADA
$0 ﹤0.01%
13
– –
CGG
4205
DELISTED
CGG
CGG
$0 ﹤0.01%
1
– –
KODK.WS.A
4206
DELISTED
Eastman Kodak Company
KODK.WS.A
$0 ﹤0.01%
4
– –
SSN
4207
DELISTED
Samson Oil & Gas Limited
SSN
$0 ﹤0.01%
133
– –
DGI
4208
DELISTED
DigitalGlobe Inc.
DGI
– –
-100
Closed -$3K
FPO
4209
DELISTED
First Potomac Realty Trust
FPO
$0 ﹤0.01%
9
– –
DYN.WS
4210
DELISTED
Dynegy Inc,
DYN.WS
$0 ﹤0.01%
51
– –
NADL
4211
DELISTED
North Atlantic Drilling Ltd
NADL
– –
-200
Closed -$21K
MOCO
4212
DELISTED
Mocon Inc
MOCO
– –
-120
Closed -$2K
AIRM
4213
DELISTED
Air Methods Corp
AIRM
– –
-1,367
Closed -$71K
CKEC
4214
DELISTED
Carmike Cinemas Inc
CKEC
– –
-315
Closed -$11K
DRII
4215
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$0 ﹤0.01%
20
– –
EPRS
4216
DELISTED
EPIRUS BIOPHARMACEUTICALS INC COM
EPRS
$0 ﹤0.01%
+3
New +$26
ICA
4217
DELISTED
EMPRESAS ICA, S.A. DE C.V. ADS (EA REPTG 4 ORD PART CERT)
ICA
– –
-158,563
Closed -$1.24M
KBIO
4218
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
$0 ﹤0.01%
29
– –
FU
4219
DELISTED
FAB UNIVERSAL CORP COM
FU
– –
-2,700
Closed –
GCVRZ
4220
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$0 ﹤0.01%
481
– –
GNVC
4221
DELISTED
GenVec, Inc.
GNVC
$0 ﹤0.01%
15
– –
GKNT
4222
DELISTED
GEEKNET INC COM NEW
GKNT
$0 ﹤0.01%
52
+2
+4% +$22
GRX.RT
4223
DELISTED
GABELLI HEALTHCARE & WELLNESS RT EXP 07/08/2014
GRX.RT
– –
-651
Closed –
165 166 167 168
169

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.