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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUPN icon
4176
Supernus Pharmaceuticals
SUPN
$2.77B
$15K ﹤0.01%
519
-610
-54% -$18.1K
XES icon
4177
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$400M
$15K ﹤0.01%
213
+67
+46% +$5.47K
AY
4178
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$15K ﹤0.01%
652
– –
HOLI
4179
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$15K ﹤0.01%
1,028
+700
+213% +$11.6K
AEL
4180
DELISTED
American Equity Investment Life Holding Company
AEL
$15K ﹤0.01%
912
+436
+92% +$10.5K
SAIL
4181
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$15K ﹤0.01%
845
+415
+97% +$8.81K
FMBI
4182
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$15K ﹤0.01%
773
+24
+3% +$478
MLPY
4183
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$15K ﹤0.01%
2,653
– –
AEGN
4184
DELISTED
Aegion Corp
AEGN
$15K ﹤0.01%
700
+200
+40% +$3.87K
FIT
4185
DELISTED
Fitbit, Inc. Class A common stock
FIT
$15K ﹤0.01%
3,834
-490
-11% -$1.82K
NTRP
4186
DELISTED
Neurotrope, Inc. Common
NTRP
$15K ﹤0.01%
18,454
– –
CBL
4187
DELISTED
CBL& Associates Properties, Inc.
CBL
$15K ﹤0.01%
12,065
+4,063
+51% +$4.24K
ADSW
4188
DELISTED
Advanced Disposal Services Inc
ADSW
$15K ﹤0.01%
466
-169
-27% -$5.48K
CNXM
4189
DELISTED
CNX Midstream Partners LP
CNXM
$15K ﹤0.01%
1,046
-65
-6% -$935
TIVO
4190
DELISTED
Tivo Inc
TIVO
$15K ﹤0.01%
2,102
-86
-4% -$657
QHC
4191
DELISTED
Quorum Health Corporation
QHC
$15K ﹤0.01%
12,637
– –
VSTO
4192
DELISTED
Vista Outdoor Inc.
VSTO
$15K ﹤0.01%
2,469
-4,631
-65% -$30.5K
EMCG
4193
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$15K ﹤0.01%
700
– –
ABG icon
4194
Asbury Automotive
ABG
$3.76B
$14K ﹤0.01%
136
– –
AHRT
4195
AH Realty Trust
AHRT
$506M
$14K ﹤0.01%
800
+8
+1% +$138
ANGO icon
4196
AngioDynamics
ANGO
$646M
$14K ﹤0.01%
774
-101
-12% -$1.98K
BSM icon
4197
Black Stone Minerals
BSM
$3.07B
$14K ﹤0.01%
1,000
– –
COPX icon
4198
Global X Copper Miners ETF NEW
COPX
$8.01B
$14K ﹤0.01%
818
– –
CVGW
4199
DELISTED
Calavo Growers
CVGW
$14K ﹤0.01%
145
-117
-45% -$10.7K
FDEV icon
4200
Fidelity International Multifactor ETF
FDEV
$288M
$14K ﹤0.01%
551
+46
+9% +$1.17K
166 167
168
169 170

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.