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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBSI icon
4176
Southside Bancshares
SBSI
$987M
$12K ﹤0.01%
392
-349
-47% -$11.4K
SCNI
4177
Scinai Immunotherapeutics
SCNI
$1.29M
$12K ﹤0.01%
25
– –
SOHU
4178
Sohu.com
SOHU
$363M
$12K ﹤0.01%
695
-109
-14% -$2.08K
PRFT
4179
DELISTED
Perficient Inc
PRFT
$12K ﹤0.01%
514
+258
+101% +$6.33K
ATRI
4180
DELISTED
Atrion Corp
ATRI
$12K ﹤0.01%
16
-5
-24% -$3.57K
LTHM
4181
DELISTED
Livent Corporation
LTHM
$12K ﹤0.01%
+898
New +$14.7K
APRN
4182
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$12K ﹤0.01%
67
– –
QUOT
4183
DELISTED
Quotient Technology Inc
QUOT
$12K ﹤0.01%
1,078
-209
-16% -$2.62K
DBD
4184
DELISTED
Diebold Nixdorf Incorporated
DBD
$12K ﹤0.01%
4,701
-1,163
-20% -$4.17K
PRTY
4185
DELISTED
Party City Holdco Inc.
PRTY
$12K ﹤0.01%
1,199
+799
+200% +$8.68K
EMCF
4186
DELISTED
Emclaire Financial Corp
EMCF
$12K ﹤0.01%
400
– –
NBEV
4187
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$12K ﹤0.01%
2,403
+403
+20% +$2.11K
CLDR
4188
DELISTED
Cloudera, Inc.
CLDR
$12K ﹤0.01%
993
-178
-15% -$2.37K
NUM
4189
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$12K ﹤0.01%
965
-5,700
-86% -$70K
ECT
4190
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$12K ﹤0.01%
8,015
-3,932
-33% -$7.09K
TVIX
4191
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$12K ﹤0.01%
17
– –
KEM
4192
DELISTED
KEMET Corporation
KEM
$12K ﹤0.01%
706
-1,294
-65% -$24.2K
IHC
4193
DELISTED
Independence Holding Company
IHC
$12K ﹤0.01%
328
– –
ACES icon
4194
ALPS Clean Energy ETF
ACES
$127M
$11K ﹤0.01%
+500
New +$12.1K
ACLS icon
4195
Axcelis
ACLS
$4.37B
$11K ﹤0.01%
620
-6
-1% -$107
AGI icon
4196
Alamos Gold
AGI
$14.1B
$11K ﹤0.01%
3,216
+180
+6% +$704
AN icon
4197
AutoNation
AN
$6.91B
$11K ﹤0.01%
315
+115
+58% +$4.35K
APAM icon
4198
Artisan Partners
APAM
$2.98B
$11K ﹤0.01%
459
-269
-37% -$7.17K
ARLO icon
4199
Arlo Technologies
ARLO
$1.55B
$11K ﹤0.01%
1,100
+629
+134% +$7.55K
CMC icon
4200
Commercial Metals
CMC
$8.03B
$11K ﹤0.01%
686
+82
+14% +$1.53K
166 167
168
169 170

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.