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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRR
4176
DELISTED
Carbo Ceramics Inc.
CRR
$3K ﹤0.01%
132
+82
+164% +$2.38K
VSI
4177
DELISTED
Vitamin Shoppe Inc.
VSI
$3K ﹤0.01%
86
– –
DVCR
4178
DELISTED
Diversicare Healthcare Services Inc
DVCR
$3K ﹤0.01%
250
– –
ORBK
4179
DELISTED
Orbotech Ltd
ORBK
$3K ﹤0.01%
200
– –
VXZ
4180
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$3K ﹤0.01%
50
– –
BOJA
4181
DELISTED
Bojangles', Inc. Common Stock
BOJA
$3K ﹤0.01%
+150
New +$3.24K
ICB
4182
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$3K ﹤0.01%
174
– –
SCLN
4183
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$3K ﹤0.01%
385
-48
-11% -$411
WBMD
4184
DELISTED
WebMD Health Corp.
WBMD
$3K ﹤0.01%
85
– –
SFR
4185
DELISTED
Starwood Waypoint Homes
SFR
$3K ﹤0.01%
117
+49
+72% +$1.2K
EXAR
4186
DELISTED
Exar Corporation
EXAR
$3K ﹤0.01%
500
– –
FNBC
4187
DELISTED
First NBC Bank Holding Company
FNBC
$3K ﹤0.01%
92
+68
+283% +$2.46K
NMBL
4188
DELISTED
Nimble Storage, Inc.
NMBL
$3K ﹤0.01%
104
-94
-47% -$2.45K
IMN
4189
DELISTED
Imation
IMN
$3K ﹤0.01%
1,361
+519
+62% +$1.73K
RDEN
4190
DELISTED
ELIZABETH ARDEN INC
RDEN
$3K ﹤0.01%
238
– –
EMFT
4191
DELISTED
SPDR MSCI EM 50 ETF
EMFT
$3K ﹤0.01%
+89
New +$3.71K
EJ
4192
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$3K ﹤0.01%
433
– –
RSE
4193
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$3K ﹤0.01%
236
– –
SSE
4194
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$3K ﹤0.01%
2,674
-272
-9% -$736
RLD
4195
DELISTED
REALD INC COM STK
RLD
$3K ﹤0.01%
300
– –
ATLS
4196
DELISTED
ATLAS ENERGY GRP,LLC COM UNITS REPSTG LTD (DE)
ATLS
$3K ﹤0.01%
1,346
-50
-4% -$166
FRM
4197
DELISTED
FURMANITE CORPORATION COM
FRM
$3K ﹤0.01%
500
-1,500
-75% -$10.2K
PBY
4198
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$3K ﹤0.01%
250
-2,000
-89% -$23.6K
PMCS
4199
DELISTED
P M C SIERRA INC
PMCS
$3K ﹤0.01%
452
– –
MTS
4200
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$3K ﹤0.01%
200
– –
166 167
168
169 170

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.