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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPEN
4176
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-94
Closed -$10K
CCH
4177
DELISTED
COCA-COLA HBC AG SPONSORED ADR(SWITZERLAND)
CCH
– –
-36
Closed -$1K
FIO
4178
DELISTED
FUSION-IO INC COM
FIO
– –
-660
Closed -$7K
AMBT
4179
DELISTED
Ambient Corp
AMBT
– –
-140
Closed –
PDH
4180
DELISTED
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT
PDH
– –
-2,900
Closed -$42K
ZLCS
4181
DELISTED
ZALICUS INC COM NEW
ZLCS
– –
-33
Closed –
YONG
4182
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
– –
-800
Closed -$6K
FURX
4183
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
– –
-22
Closed -$2K
TXI
4184
DELISTED
TEXAS INDUSTRIES INC
TXI
– –
-200
Closed -$18K
FRX
4185
DELISTED
FOREST LABORATORIES INC
FRX
– –
-876
Closed -$84K
DB.RT
4186
DELISTED
DEUTSCHE BANK AG RT (EXP 06/24/14
DB.RT
– –
-53
Closed –
SWSH
4187
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$0 ﹤0.01%
50
– –
NEWL
4188
DELISTED
NEWLEAD HOLDINGS LTD NEW (BMU)
NEWL
– –
0
– –
HDY
4189
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$0 ﹤0.01%
62
– –
IVAN
4190
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
$0 ﹤0.01%
239
-4
-2% -$7
TWGP
4191
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-2,000
Closed -$4K
ALTI
4192
DELISTED
Altair Nanotechnologies Inc
ALTI
– –
-531
Closed -$2K
ASCMA
4193
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
7
– –
EGLE
4194
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
– –
TELK
4195
DELISTED
TELIK, INC
TELK
– –
-382
Closed -$1K
BTM
4196
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$0 ﹤0.01%
426
-321
-43% –
NBG
4197
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$0 ﹤0.01%
1
– –
KEM
4198
DELISTED
KEMET Corporation
KEM
$0 ﹤0.01%
83
– –
HAV
4199
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
– –
-153
Closed -$2K
HSA
4200
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
– –
-152
Closed -$1K
165 166 167
168
169

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.