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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBII
4151
DELISTED
Marrone Bio Innovations, Inc.
MBII
$6K ﹤0.01%
2,850
– –
STAY
4152
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$6K ﹤0.01%
371
-82
-18% -$1.23K
QEP
4153
DELISTED
QEP RESOURCES, INC.
QEP
$6K ﹤0.01%
324
-36
-10% -$654
NGHC
4154
DELISTED
National General Holdings Corp
NGHC
$6K ﹤0.01%
248
-34
-12% -$771
MR
4155
DELISTED
Montage Resources Corporation Common Stock
MR
$6K ﹤0.01%
157
+57
+57% +$2.54K
RORE
4156
DELISTED
Hartford Multifactor REIT ETF
RORE
$6K ﹤0.01%
+366
New +$5.35K
TGE
4157
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$6K ﹤0.01%
215
-110
-34% -$2.71K
CBPX
4158
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$6K ﹤0.01%
255
+33
+15% +$716
ARTX
4159
DELISTED
Arotech Corporation
ARTX
$6K ﹤0.01%
1,671
– –
SEMG
4160
DELISTED
SEMGROUP CORPORATION
SEMG
$6K ﹤0.01%
151
+24
+19% +$860
PNTR
4161
DELISTED
Pointer Telocation Ltd.
PNTR
$6K ﹤0.01%
875
– –
SDLP
4162
DELISTED
SEADRILL PARTNERS LLC
SDLP
$6K ﹤0.01%
140
– –
ITG
4163
DELISTED
Investment Technology Group Inc
ITG
$6K ﹤0.01%
318
-62
-16% -$1.12K
ENLK
4164
DELISTED
EnLink Midstream Partners, LP
ENLK
$6K ﹤0.01%
300
– –
TSRO
4165
DELISTED
TESARO, Inc.
TSRO
$6K ﹤0.01%
39
+8
+26% +$1.01K
LKM
4166
DELISTED
Link Motion Inc.
LKM
$6K ﹤0.01%
2,000
– –
RXIIW
4167
DELISTED
RXi Pharmaceuticals Corporation Warrants expiring 12/16/2021
RXIIW
$6K ﹤0.01%
+30,000
New +$5.4K
EEB
4168
DELISTED
Invesco BRIC ETF
EEB
$6K ﹤0.01%
225
– –
ICB
4169
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$6K ﹤0.01%
324
+150
+86% +$2.69K
IPXL
4170
DELISTED
Impax Laboratories, Inc.
IPXL
$6K ﹤0.01%
500
– –
VDTH
4171
DELISTED
Videocon d2h Limited
VDTH
$6K ﹤0.01%
769
– –
RXDX
4172
DELISTED
Ignyta, Inc.
RXDX
$6K ﹤0.01%
1,110
– –
ASBB
4173
DELISTED
ASB Bancorp Inc
ASBB
$6K ﹤0.01%
200
– –
SCAI
4174
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$6K ﹤0.01%
120
+20
+20% +$892
RVLT
4175
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$6K ﹤0.01%
1,100
– –
165 166
167
168 169

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.