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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QADA
4151
DELISTED
QAD Inc.
QADA
$0 ﹤0.01%
13
– –
BAS
4152
DELISTED
Basis Energy Services, Inc.
BAS
– –
-1
Closed -$14K
NSU
4153
DELISTED
Nevsun Resources Ltd.
NSU
– –
-1,081
Closed -$4K
CGG
4154
DELISTED
CGG
CGG
$0 ﹤0.01%
1
– –
KODK.WS.A
4155
DELISTED
Eastman Kodak Company
KODK.WS.A
$0 ﹤0.01%
4
– –
FPO
4156
DELISTED
First Potomac Realty Trust
FPO
$0 ﹤0.01%
9
– –
DYN.WS
4157
DELISTED
Dynegy Inc,
DYN.WS
$0 ﹤0.01%
51
-2
-4% -$7
RBS.PRF.CL
4158
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
– –
-800
Closed -$20K
YZC
4159
DELISTED
Yanzhou Coal Mining
YZC
– –
-71
Closed -$1K
DRII
4160
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$0 ﹤0.01%
20
– –
MHY
4161
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
– –
-4,200
Closed -$24K
RSOL
4162
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
– –
-5,970
Closed -$24K
FU
4163
DELISTED
FAB UNIVERSAL CORP COM
FU
$0 ﹤0.01%
2,700
– –
ANK
4164
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
– –
-6
Closed –
VG
4165
DELISTED
Vonage Holdings Corporation
VG
– –
-77
Closed –
DWSN
4166
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
– –
-360
Closed -$10K
OPLK
4167
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
– –
-1,200
Closed -$22K
CZR
4168
DELISTED
Caesars Entertainment Corporation
CZR
– –
-600
Closed -$11K
GCVRZ
4169
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$0 ﹤0.01%
481
-1,487
-76% -$719
GNK
4170
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
– –
-190
Closed –
UBNK
4171
DELISTED
UNITIED FINANCIAL BANCORP INC
UBNK
– –
-3,084
Closed -$57K
GNVC
4172
DELISTED
GenVec, Inc.
GNVC
$0 ﹤0.01%
15
– –
STH
4173
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
– –
-597
Closed -$17K
GRX.RT
4174
DELISTED
GABELLI HEALTHCARE & WELLNESS RT EXP 07/08/2014
GRX.RT
$0 ﹤0.01%
+651
New +$224
163 164 165 166
167

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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.