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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLG icon
4126
SL Green Realty
SLG
$4.03B
$13K ﹤0.01%
174
-23
-12% -$2.04K
UAN icon
4127
CVR Partners
UAN
$1.29B
$13K ﹤0.01%
377
-2,980
-89% -$113K
WOR icon
4128
Worthington Enterprises
WOR
$2.89B
$13K ﹤0.01%
626
-58
-8% -$1.44K
INVX
4129
Innovex International
INVX
$2.21B
$13K ﹤0.01%
395
+137
+53% +$5.53K
AY
4130
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$13K ﹤0.01%
652
– –
HTGM
4131
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$13K ﹤0.01%
28
– –
MYC
4132
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$13K ﹤0.01%
1,000
– –
LMRK
4133
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$13K ﹤0.01%
1,152
+31
+3% +$416
FFG
4134
DELISTED
FBL Financial Group
FFG
$13K ﹤0.01%
203
– –
TCO
4135
DELISTED
Taubman Centers Inc.
TCO
$13K ﹤0.01%
270
+139
+106% +$7.29K
IOTS
4136
DELISTED
Adesto Technologies Corp
IOTS
$13K ﹤0.01%
3,000
+500
+20% +$2.39K
TSG
4137
DELISTED
The Stars Group Inc.
TSG
$13K ﹤0.01%
787
-443
-36% -$8.65K
REFA
4138
DELISTED
Invesco International Revenue ETF
REFA
$13K ﹤0.01%
565
– –
BRSS
4139
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
$13K ﹤0.01%
+514
New +$15.9K
BAC.WS.A
4140
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$13K ﹤0.01%
1,000
-14,000
-93% -$215K
FCB
4141
DELISTED
FCB Financial Holdings, Inc.
FCB
$13K ﹤0.01%
435
-26
-6% -$1.02K
VIA
4142
DELISTED
Viacom Inc. Class A
VIA
$13K ﹤0.01%
478
+359
+302% +$12.2K
CYB
4143
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$13K ﹤0.01%
500
-100
-17% -$2.53K
MINC
4144
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$13K ﹤0.01%
269
+80
+42% +$3.81K
GSP
4145
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$13K ﹤0.01%
988
– –
AAWW
4146
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$13K ﹤0.01%
315
-8
-2% -$409
ASA
4147
ASA Gold and Precious Metals
ASA
$1.1B
$12K ﹤0.01%
1,161
– –
ASRT
4148
DELISTED
Assertio
ASRT
$12K ﹤0.01%
57
– –
CEFS icon
4149
Saba Closed-End Funds ETF
CEFS
$443M
$12K ﹤0.01%
664
– –
CSIQ icon
4150
Canadian Solar
CSIQ
$1.04B
$12K ﹤0.01%
800
+100
+14% +$1.51K
164 165
166
167 168

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.