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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SND icon
4126
Smart Sand
SND
$211M
$11K ﹤0.01%
1,200
+100
+9% +$775
SPXT icon
4127
ProShares S&P 500 ex-Technology ETF
SPXT
$291M
$11K ﹤0.01%
+205
New +$10.4K
TWIN icon
4128
Twin Disc
TWIN
$350M
$11K ﹤0.01%
+400
New +$9.79K
WINA icon
4129
Winmark
WINA
$1.27B
$11K ﹤0.01%
86
+9
+12% +$1.19K
WIX icon
4130
WIX.com
WIX
$2.77B
$11K ﹤0.01%
188
– –
VTNR
4131
DELISTED
Vertex Energy, Inc
VTNR
$11K ﹤0.01%
12,000
– –
VIA
4132
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$11K ﹤0.01%
172
+142
+473% +$9.33K
EWGS
4133
DELISTED
iShares MSCI Germany Small-Cap ETF
EWGS
$11K ﹤0.01%
+172
New +$10.6K
PRTK
4134
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$11K ﹤0.01%
600
+200
+50% +$4.17K
MNTA
4135
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$11K ﹤0.01%
772
-503
-39% -$6.8K
PER
4136
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$11K ﹤0.01%
5,730
-1,463
-20% -$3.85K
SRCI
4137
DELISTED
SRC Energy Inc
SRCI
$11K ﹤0.01%
1,301
+2
+0.2% +$18
JMT
4138
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$11K ﹤0.01%
469
+40
+9% +$986
TOWR
4139
DELISTED
Tower International, Inc.
TOWR
$11K ﹤0.01%
368
+250
+212% +$7.56K
KONA
4140
DELISTED
Kona Grill, Inc.
KONA
$11K ﹤0.01%
6,400
– –
SGYP
4141
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$11K ﹤0.01%
4,872
-959
-16% -$2.38K
ESIO
4142
DELISTED
Electro Scientific Industries
ESIO
$11K ﹤0.01%
506
+106
+27% +$2.13K
BSF
4143
DELISTED
Bear State Financial, Inc.
BSF
$11K ﹤0.01%
1,111
– –
IOIL
4144
DELISTED
IQ Global Oil Small Cap ETF
IOIL
$11K ﹤0.01%
1,000
– –
SYT
4145
DELISTED
Syngenta Ag
SYT
$11K ﹤0.01%
118
-30
-20% -$2.77K
WPG
4146
DELISTED
Washington Prime Group Inc.
WPG
$11K ﹤0.01%
167
+5
+3% +$340
EMAG
4147
DELISTED
VanEck Vectors Emerging Markets Aggregate Bond ETF
EMAG
$11K ﹤0.01%
500
– –
SGF
4148
DELISTED
Aberdeen Singapore Fund
SGF
$11K ﹤0.01%
900
– –
DXJR
4149
DELISTED
WisdomTree Japan Hedged Real Estate Fund
DXJR
$11K ﹤0.01%
718
+104
+17% +$1.59K
BSQR
4150
DELISTED
BSQUARE Corporation
BSQR
$11K ﹤0.01%
2,308
– –
164 165
166
167 168

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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.