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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MATV icon
4126
Mativ Holdings
MATV
$701M
$6K ﹤0.01%
129
– –
MEDP icon
4127
Medpace
MEDP
$16.8B
$6K ﹤0.01%
164
-164
-50% -$5.46K
NTIP icon
4128
Network-1 Technologies
NTIP
$35.9M
$6K ﹤0.01%
1,756
+1,600
+1,026% +$4.69K
OLP
4129
One Liberty Properties
OLP
$522M
$6K ﹤0.01%
250
– –
PARAA
4130
DELISTED
Paramount Global Class A
PARAA
$6K ﹤0.01%
82
-5
-6% -$300
QLYS icon
4131
Qualys
QLYS
$6.45B
$6K ﹤0.01%
193
– –
RCKT icon
4132
Rocket Pharmaceuticals
RCKT
$380M
$6K ﹤0.01%
231
– –
RGLS
4133
DELISTED
Regulus Therapeutics
RGLS
$6K ﹤0.01%
21
– –
ROG icon
4134
Rogers Corp
ROG
$2.46B
$6K ﹤0.01%
79
+38
+93% +$2.57K
SCL icon
4135
Stepan Co
SCL
$1.47B
$6K ﹤0.01%
68
– –
SRCE icon
4136
1st Source
SRCE
$2.14B
$6K ﹤0.01%
159
– –
SRL icon
4137
Scully Royalty
SRL
$93.5M
$6K ﹤0.01%
600
– –
THRM icon
4138
Gentherm
THRM
$1.26B
$6K ﹤0.01%
187
-500
-73% -$15.6K
TRS icon
4139
TriMas Corp
TRS
$1.42B
$6K ﹤0.01%
275
-30
-10% -$612
TTNP
4140
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
USPH icon
4141
US Physical Therapy
USPH
$1.21B
$6K ﹤0.01%
92
+73
+384% +$4.64K
VIPS icon
4142
Vipshop
VIPS
$6.91B
$6K ﹤0.01%
606
+78
+15% +$1.01K
WVE icon
4143
Wave Life Sciences
WVE
$1.06B
$6K ﹤0.01%
220
– –
XIN
4144
DELISTED
Xinyuan Real Estate
XIN
$6K ﹤0.01%
118
-26
-18% -$1.43K
XXII
4145
22nd Century Group
XXII
$1.56M
– –
0
– –
ZWS icon
4146
Zurn Elkay Water Solutions
ZWS
$8.5B
$6K ﹤0.01%
654
+480
+276% +$4.64K
SGI
4147
Somnigroup International
SGI
$13.5B
$6K ﹤0.01%
364
-908
-71% -$13.6K
ATRI
4148
DELISTED
Atrion Corp
ATRI
$6K ﹤0.01%
11
+1
+10% +$464
NVCN
4149
DELISTED
Neovasc Inc.
NVCN
– –
0
– –
LFC
4150
DELISTED
China Life Insurance Company Ltd.
LFC
$6K ﹤0.01%
433
– –
164 165
166
167 168

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.