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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENPH icon
4126
Enphase Energy
ENPH
$5.39B
$5K ﹤0.01%
3,950
+550
+16% +$969
EPOL icon
4127
iShares MSCI Poland ETF
EPOL
$813M
$5K ﹤0.01%
+276
New +$4.95K
EVRI
4128
DELISTED
Everi Holdings
EVRI
$5K ﹤0.01%
+2,000
New +$3.97K
EVX icon
4129
VanEck Environmental Services ETF
EVX
$102M
$5K ﹤0.01%
380
– –
EWO icon
4130
iShares MSCI Austria ETF
EWO
$187M
$5K ﹤0.01%
+323
New +$4.95K
FISI icon
4131
Financial Institutions
FISI
$825M
$5K ﹤0.01%
200
– –
FWONK icon
4132
Liberty Media Series C
FWONK
$26B
$5K ﹤0.01%
194
+36
+23% +$787
FXE icon
4133
Invesco CurrencyShares Euro Currency Trust
FXE
$340M
$5K ﹤0.01%
45
– –
GHM icon
4134
Graham Corp
GHM
$1.3B
$5K ﹤0.01%
+276
New +$5.2K
GIB icon
4135
CGI
GIB
$15.5B
$5K ﹤0.01%
96
-55
-36% -$2.6K
GLU
4136
Gabelli Utility & Income Trust
GLU
$116M
$5K ﹤0.01%
250
– –
GSM icon
4137
FerroAtlántica
GSM
$818M
$5K ﹤0.01%
517
-1,961
-79% -$17.5K
MCHB
4138
Mechanics Bancorp
MCHB
$3.79B
$5K ﹤0.01%
206
– –
IBP icon
4139
Installed Building Products
IBP
$6.54B
$5K ﹤0.01%
+150
New +$5.22K
LEE icon
4140
Lee Enterprises
LEE
$181M
$5K ﹤0.01%
143
– –
LOPE icon
4141
Grand Canyon Education
LOPE
$3.79B
$5K ﹤0.01%
113
-115
-50% -$4.78K
MATV icon
4142
Mativ Holdings
MATV
$667M
$5K ﹤0.01%
129
+92
+249% +$3.5K
MOMO
4143
Hello Group
MOMO
$850M
$5K ﹤0.01%
+200
New +$3.54K
MSD
4144
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$5K ﹤0.01%
500
– –
MTRN icon
4145
Materion
MTRN
$5.88B
$5K ﹤0.01%
153
+26
+20% +$730
NMI icon
4146
Nuveen Municipal Income
NMI
$128M
$5K ﹤0.01%
390
– –
NNVC icon
4147
NanoViricides
NNVC
$34.7M
$5K ﹤0.01%
143
– –
OFG icon
4148
OFG Bancorp
OFG
$2.26B
$5K ﹤0.01%
500
– –
PARAA
4149
DELISTED
Paramount Global Class A
PARAA
$5K ﹤0.01%
87
-100
-53% -$5.5K
PBYI icon
4150
Puma Biotechnology
PBYI
$450M
$5K ﹤0.01%
74
– –
164 165
166
167 168

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.