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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAN.A
4101
DELISTED
The Aaron's Company Inc Class A
AAN.A
$18K ﹤0.01%
276
+27
+11% +$1.76K
BTA
4102
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$17K ﹤0.01%
1,333
-2,568
-66% -$32.8K
CAL icon
4103
Caleres
CAL
$445M
$17K ﹤0.01%
731
-532
-42% -$10K
CHRS icon
4104
Coherus Oncology
CHRS
$182M
$17K ﹤0.01%
+801
New +$16K
GUSH icon
4105
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$253M
$17K ﹤0.01%
50
+20
+67% +$8.65K
HEEM icon
4106
iShares Currency Hedged MSCI Emerging Markets
HEEM
$292M
$17K ﹤0.01%
681
– –
JOUT icon
4107
Johnson Outdoors
JOUT
$503M
$17K ﹤0.01%
292
-510
-64% -$32K
KFY icon
4108
Korn Ferry
KFY
$4.3B
$17K ﹤0.01%
434
-448
-51% -$17.3K
KOP icon
4109
Koppers
KOP
$883M
$17K ﹤0.01%
577
-196
-25% -$5.43K
LIVN icon
4110
LivaNova
LIVN
$4.49B
$17K ﹤0.01%
226
– –
MBI icon
4111
MBIA
MBI
$261M
$17K ﹤0.01%
1,807
– –
MOV icon
4112
Movado Group
MOV
$797M
$17K ﹤0.01%
679
-94
-12% -$2.33K
NPO icon
4113
Enpro
NPO
$7.21B
$17K ﹤0.01%
252
-45
-15% -$2.92K
OVLY icon
4114
Oak Valley Bancorp
OVLY
$288M
$17K ﹤0.01%
1,008
– –
RNEM icon
4115
First Trust Emerging Markets Equity Select ETF
RNEM
$16.9M
$17K ﹤0.01%
357
– –
SDS icon
4116
ProShares UltraShort S&P500
SDS
$367M
$17K ﹤0.01%
23
-5
-18% -$3.77K
SHOO icon
4117
Steven Madden
SHOO
$3.44B
$17K ﹤0.01%
471
-64
-12% -$2.12K
STN icon
4118
Stantec
STN
$8.47B
$17K ﹤0.01%
781
– –
TRS icon
4119
TriMas Corp
TRS
$1.39B
$17K ﹤0.01%
541
-7
-1% -$211
XMHQ icon
4120
Invesco S&P MidCap Quality ETF
XMHQ
$5.68B
$17K ﹤0.01%
350
– –
NVRO
4121
DELISTED
NEVRO CORP.
NVRO
$17K ﹤0.01%
202
+36
+22% +$2.72K
RUTH
4122
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$17K ﹤0.01%
875
-646
-42% -$13.5K
MINI
4123
DELISTED
Mobile Mini Inc
MINI
$17K ﹤0.01%
450
– –
TECD
4124
DELISTED
Tech Data Corp
TECD
$17K ﹤0.01%
162
-1,062
-87% -$104K
HAUD
4125
DELISTED
iShares Currency Hedged MSCI Australia ETF
HAUD
$17K ﹤0.01%
+626
New +$16.4K
163 164
165
166 167

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.