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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AN icon
4101
AutoNation
AN
$6.82B
$11K ﹤0.01%
208
+75
+56% +$3.81K
ASA
4102
ASA Gold and Precious Metals
ASA
$1.11B
$11K ﹤0.01%
984
– –
BWEN icon
4103
Broadwind
BWEN
$120M
$11K ﹤0.01%
4,000
– –
CREG
4104
DELISTED
Smart Powerr
CREG
$11K ﹤0.01%
+4
New +$9.31K
CSIQ icon
4105
Canadian Solar
CSIQ
$1.08B
$11K ﹤0.01%
700
– –
CVNA icon
4106
Carvana
CVNA
$77.5B
$11K ﹤0.01%
+2,850
New +$9.43K
KUST
4107
Kustom Entertainment Inc
KUST
$752K
– –
0
– –
DIVB icon
4108
iShares Core Dividend ETF
DIVB
$1.77B
$11K ﹤0.01%
+400
New +$10.3K
EDEN icon
4109
iShares MSCI Denmark ETF
EDEN
$205M
$11K ﹤0.01%
161
+71
+79% +$4.74K
EEMS icon
4110
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$378M
$11K ﹤0.01%
200
-87
-30% -$4.45K
ESI icon
4111
Element Solutions
ESI
$9.31B
$11K ﹤0.01%
1,073
– –
EUDV icon
4112
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.56M
$11K ﹤0.01%
275
+225
+450% +$9.29K
GVIP icon
4113
Goldman Sachs Hedge Industry VIP ETF
GVIP
$583M
$11K ﹤0.01%
200
– –
COLO
4114
Global X MSCI Colombia ETF
COLO
$215M
$11K ﹤0.01%
280
-225
-45% -$8.94K
HL.PRB icon
4115
Hecla Mining Co Series B Preferred Stock
HL.PRB
$10.6M
$11K ﹤0.01%
200
– –
INN
4116
Summit Hotel Properties
INN
$638M
$11K ﹤0.01%
762
-371
-33% -$5.74K
KEQU icon
4117
Kewaunee Scientific
KEQU
$104M
$11K ﹤0.01%
+364
New +$10.5K
LCTX icon
4118
Lineage Cell Therapeutics
LCTX
$278M
$11K ﹤0.01%
5,715
– –
LSCC icon
4119
Lattice Semiconductor
LSCC
$18.3B
$11K ﹤0.01%
1,850
-20
-1% -$117
NMR icon
4120
Nomura Holdings
NMR
$29.1B
$11K ﹤0.01%
1,880
+1
+0.1% +$6
OXSQ icon
4121
Oxford Square Capital
OXSQ
$165M
$11K ﹤0.01%
1,846
– –
PLUS icon
4122
ePlus
PLUS
$2.28B
$11K ﹤0.01%
290
-4
-1% -$169
PSCU icon
4123
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.4M
$11K ﹤0.01%
200
-1,322
-87% -$72.7K
SCS
4124
DELISTED
Steelcase
SCS
$11K ﹤0.01%
704
– –
SGC icon
4125
Superior Group of Companies
SGC
$206M
$11K ﹤0.01%
425
-4
-0.9% -$98
163 164
165
166 167

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.