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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDF
4101
DELISTED
iShares iBonds Dec 2016 Term Corporate ETF
IBDF
$4K ﹤0.01%
144
– –
HTCH
4102
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$4K ﹤0.01%
2,425
– –
AMTG
4103
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$4K ﹤0.01%
350
-1,000
-74% -$14.2K
JJA
4104
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$4K ﹤0.01%
120
– –
AG icon
4105
First Majestic Silver
AG
$9.47B
$3K ﹤0.01%
1,000
-1,360
-58% -$4.81K
APAM icon
4106
Artisan Partners
APAM
$2.99B
$3K ﹤0.01%
77
-2
-3% -$86
ARMP icon
4107
Armata Pharmaceuticals
ARMP
$159M
$3K ﹤0.01%
+6
New +$5.49K
ARWR icon
4108
Arrowhead Research
ARWR
$12.6B
$3K ﹤0.01%
470
-675
-59% -$4.25K
ATHE
4109
Alterity Therapeutics
ATHE
$89M
$3K ﹤0.01%
50
– –
AXTI icon
4110
AXT Inc
AXTI
$5.18B
$3K ﹤0.01%
1,450
– –
BFIN
4111
DELISTED
BankFinancial
BFIN
$3K ﹤0.01%
+214
New +$2.58K
BLMN icon
4112
Bloomin' Brands
BLMN
$968M
$3K ﹤0.01%
138
+119
+626% +$2.54K
CMRE icon
4113
Costamare
CMRE
$1.71B
$3K ﹤0.01%
250
+1
+0.4% +$16
COOP
4114
DELISTED
Mr. Cooper
COOP
$3K ﹤0.01%
+105
New +$3.33K
CRMD icon
4115
CorMedix
CRMD
$566M
$3K ﹤0.01%
300
– –
CTBI icon
4116
Community Trust Bancorp
CTBI
$1.43B
$3K ﹤0.01%
89
+88
+8,800% +$3.08K
CUBE icon
4117
CubeSmart
CUBE
$9.31B
$3K ﹤0.01%
126
– –
CWEN icon
4118
Clearway Energy Class C
CWEN
$7.07B
$3K ﹤0.01%
267
+3
+1% +$52
CWEN.A
4119
DELISTED
Clearway Energy Class A
CWEN.A
$3K ﹤0.01%
286
+22
+8% +$376
KUST
4120
Kustom Entertainment Inc
KUST
$746K
– –
0
– –
DK icon
4121
Delek US
DK
$4.01B
$3K ﹤0.01%
88
-68
-44% -$2.29K
DXLG icon
4122
Destination XL Group
DXLG
$32.6M
$3K ﹤0.01%
500
– –
EGY icon
4123
Vaalco Energy
EGY
$602M
$3K ﹤0.01%
2,050
– –
ELDN icon
4124
Eledon Pharmaceuticals
ELDN
$288M
$3K ﹤0.01%
2
– –
ERII icon
4125
Energy Recovery
ERII
$399M
$3K ﹤0.01%
1,285
– –
163 164
165
166 167

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.