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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQ
4101
DELISTED
La Quinta Holdings Inc.
LQ
– –
-80
Closed -$2K
JO
4102
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
– –
-150
Closed -$5K
DYN
4103
DELISTED
Dynegy, Inc.
DYN
$0 ﹤0.01%
17
– –
ACTA
4104
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
26
– –
RT
4105
DELISTED
Ruby Tuesday Georgia
RT
– –
-47
Closed –
OME
4106
DELISTED
Omega Protein
OME
$0 ﹤0.01%
38
– –
GIGA
4107
DELISTED
Giga-Tronics Inc
GIGA
$0 ﹤0.01%
150
– –
ALR
4108
DELISTED
Alere Inc
ALR
$0 ﹤0.01%
9
– –
WBMD
4109
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
– –
FUEL
4110
DELISTED
Rocket Fuel Inc.
FUEL
– –
-900
Closed -$28K
IPF
4111
DELISTED
SPDR S&P International Financial Sector
IPF
– –
-385
Closed -$9K
AMT.PRA
4112
DELISTED
American Tower Corporation
AMT.PRA
– –
-36
Closed -$4K
TEUM
4113
DELISTED
Pareteum Corporation
TEUM
– –
0
– –
FES
4114
DELISTED
Forbes Energy Services Ltd
FES
$0 ﹤0.01%
54
– –
RSTI
4115
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$0 ﹤0.01%
13
– –
COB
4116
DELISTED
CommunityOne Bancorp
COB
$0 ﹤0.01%
5
– –
COSI
4117
DELISTED
COSI INC NEW COM STK (DE)
COSI
$0 ﹤0.01%
50
– –
ESI
4118
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
– –
-94
Closed -$2K
DWA
4119
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$0 ﹤0.01%
16
– –
FMD
4120
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$0 ﹤0.01%
83
– –
MESG
4121
DELISTED
XURA INC COM (DE)
MESG
$0 ﹤0.01%
5
– –
CRDS
4122
DELISTED
Crossroads Systems, Inc.
CRDS
$0 ﹤0.01%
6
– –
TFM
4123
DELISTED
THE FRESH MARKET, INC COM STK
TFM
– –
-39
Closed -$1K
SFXE
4124
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$0 ﹤0.01%
50
– –
CTCT
4125
DELISTED
CONSTANT CONTACT, INC COM
CTCT
– –
-4,600
Closed -$148K
163 164
165
166 167

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.