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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUD
4101
DELISTED
PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF
AUD
– –
-100
Closed -$9K
KIOR
4102
DELISTED
KIOR, INC CLASS A COM STK
KIOR
– –
-100
Closed –
VITC
4103
DELISTED
VITACOST COM INC COM STK (DE)
VITC
– –
-381
Closed -$3K
AMBT
4104
DELISTED
Ambient Corp
AMBT
$0 ﹤0.01%
140
– –
ZLCS
4105
DELISTED
ZALICUS INC COM NEW
ZLCS
$0 ﹤0.01%
33
– –
BODY
4106
DELISTED
BODY CENTRAL CORP COM STK
BODY
– –
-482
Closed -$1K
CHTP
4107
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
– –
-4,900
Closed -$27K
TYY
4108
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
– –
-330
Closed -$11K
TYN
4109
DELISTED
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
– –
-2,580
Closed -$75K
DB.RT
4110
DELISTED
DEUTSCHE BANK AG RT (EXP 06/24/14
DB.RT
$0 ﹤0.01%
+53
New +$107
DVM
4111
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
– –
-13,250
Closed -$205K
BPO
4112
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
– –
-150
Closed -$3K
SYNM
4113
DELISTED
SYNTROLEUM CORP COM STK NEW (DE)
SYNM
– –
-229
Closed -$1K
NGX
4114
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
– –
-573
Closed -$7K
NCO
4115
DELISTED
NUVEEN CALIF MUN MKT OPPOR FD
NCO
– –
-3,900
Closed -$56K
NCP
4116
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
– –
-480
Closed -$7K
NUC
4117
DELISTED
NUVEEN CALIF QUAL INCM MUNI FD
NUC
– –
-7,600
Closed -$113K
MBIS
4118
DELISTED
MEDIABISTRO INC COM (DE)
MBIS
– –
-200
Closed –
SWSH
4119
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$0 ﹤0.01%
50
– –
STSI
4120
DELISTED
STAR SCIENTIFIC INC
STSI
– –
-3,000
Closed -$2K
SI
4121
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-9,804
Closed -$1.32M
LCAV
4122
DELISTED
LCA-VISION INC
LCAV
– –
-222
Closed -$1K
ACO
4123
DELISTED
AMCOL International Corp
ACO
– –
-536
Closed -$25K
OFF
4124
DELISTED
UBS AG LONDON BRHETRACS FISHER-GARTMAN RISK (UK)
OFF
– –
-700
Closed -$12K
LSI
4125
DELISTED
LSI CORPORATION
LSI
– –
-14,445
Closed -$160K
163 164
165
166 167

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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.