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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBIO icon
4076
BridgeBio Pharma
BBIO
$15.6B
$18K ﹤0.01%
+830
New +$23K
CLRB icon
4077
Cellectar Biosciences
CLRB
$20.8M
$18K ﹤0.01%
30
+17
+131% +$11.1K
AGNT
4078
AGNT Inc
AGNT
$724M
$18K ﹤0.01%
4,300
– –
GEF.B icon
4079
Greif Class B
GEF.B
$4.18B
$18K ﹤0.01%
400
– –
GEF icon
4080
Greif
GEF
$4.97B
$18K ﹤0.01%
464
– –
HGV icon
4081
Hilton Grand Vacations
HGV
$3.57B
$18K ﹤0.01%
578
-93
-14% -$2.92K
LCNB icon
4082
LCNB Corp
LCNB
$283M
$18K ﹤0.01%
1,000
– –
MTX icon
4083
Minerals Technologies
MTX
$2.25B
$18K ﹤0.01%
345
-200
-37% -$10.3K
NANR icon
4084
State Street SPDR S&P North American Natural Resources ETF
NANR
$814M
$18K ﹤0.01%
558
– –
NMR icon
4085
Nomura Holdings
NMR
$28.7B
$18K ﹤0.01%
4,334
+1,227
+39% +$4.66K
NVGS icon
4086
Navigator Holdings
NVGS
$1.29B
$18K ﹤0.01%
1,700
+100
+6% +$998
OMAB icon
4087
Grupo Aeroportuario Centro Norte
OMAB
$5B
$18K ﹤0.01%
381
+38
+11% +$1.82K
PBYI icon
4088
Puma Biotechnology
PBYI
$449M
$18K ﹤0.01%
1,671
+199
+14% +$2.15K
RMI
4089
RiverNorth Opportunistic Municipal Income Fund
RMI
$99.7M
$18K ﹤0.01%
+825
New +$18.2K
SAH icon
4090
Sonic Automotive
SAH
$2.54B
$18K ﹤0.01%
592
-78
-12% -$2.11K
SONO icon
4091
Sonos
SONO
$1.95B
$18K ﹤0.01%
1,317
– –
SXC icon
4092
SunCoke Energy
SXC
$797M
$18K ﹤0.01%
3,046
+2,332
+327% +$16.8K
UUUU icon
4093
Energy Fuels
UUUU
$3.8B
$18K ﹤0.01%
8,888
-3,000
-25% -$5.98K
VCYT icon
4094
Veracyte
VCYT
$3.37B
$18K ﹤0.01%
769
+128
+20% +$3.4K
SDPI
4095
DELISTED
Superior Drilling Products Inc.
SDPI
$18K ﹤0.01%
17,992
– –
VRAY
4096
DELISTED
ViewRay, Inc.
VRAY
$18K ﹤0.01%
6,464
-540
-8% -$3.2K
CSII
4097
DELISTED
Cardiovascular Systems, Inc.
CSII
$18K ﹤0.01%
375
– –
EWSC
4098
DELISTED
Invesco S&P SmallCap 600 Equal Weight ETF
EWSC
$18K ﹤0.01%
+343
New +$18K
ENDP
4099
DELISTED
Endo International plc
ENDP
$18K ﹤0.01%
5,697
+1,950
+52% +$6.29K
CORE
4100
DELISTED
Core Mark Holding Co., Inc.
CORE
$18K ﹤0.01%
559
-194
-26% -$6.75K
162 163
164
165 166

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.