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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAIA icon
4076
Saia
SAIA
$9.77B
$12K ﹤0.01%
175
– –
SCYX icon
4077
SCYNEXIS
SCYX
$48.2M
$12K ﹤0.01%
+66
New +$11K
TCOM icon
4078
Trip.com Group
TCOM
$28.8B
$12K ﹤0.01%
272
-1,967
-88% -$94K
VUSE icon
4079
Vident US Equity Strategy ETF
VUSE
$691M
$12K ﹤0.01%
+350
New +$11.3K
AY
4080
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$12K ﹤0.01%
552
-106
-16% -$2.31K
SP
4081
DELISTED
SP Plus Corporation
SP
$12K ﹤0.01%
345
-120
-26% -$4.66K
RPT.PRD
4082
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$12K ﹤0.01%
200
– –
TWNK
4083
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$12K ﹤0.01%
817
+331
+68% +$4.36K
RUTH
4084
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$12K ﹤0.01%
550
-92
-14% -$1.93K
SIOX
4085
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$12K ﹤0.01%
292
+21
+8% +$942
RFP
4086
DELISTED
Resolute Forest Products Inc.
RFP
$12K ﹤0.01%
1,042
+584
+128% +$4.73K
EMCF
4087
DELISTED
Emclaire Financial Corp
EMCF
$12K ﹤0.01%
400
– –
CFMS
4088
DELISTED
Conformis, Inc. Common Stock
CFMS
$12K ﹤0.01%
195
+113
+138% +$9.03K
CORE
4089
DELISTED
Core Mark Holding Co., Inc.
CORE
$12K ﹤0.01%
375
-143
-28% -$4.58K
AVX
4090
DELISTED
AVX Corporation
AVX
$12K ﹤0.01%
700
– –
JAG
4091
DELISTED
Jagged Peak Energy Inc.
JAG
$12K ﹤0.01%
751
+101
+16% +$1.46K
MCRN
4092
DELISTED
Milacron Holdings Corp.
MCRN
$12K ﹤0.01%
657
+290
+79% +$5.18K
PETX
4093
DELISTED
Aratana Therapeutics, Inc.
PETX
$12K ﹤0.01%
2,265
– –
SDLP
4094
DELISTED
SEADRILL PARTNERS LLC
SDLP
$12K ﹤0.01%
330
+300
+1,000% +$11.1K
PAF
4095
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$12K ﹤0.01%
202
+2
+1% +$117
GST
4096
DELISTED
Gastar Exploration Inc.
GST
$12K ﹤0.01%
10,619
+8,931
+529% +$7.77K
PAY
4097
DELISTED
Verifone Systems Inc
PAY
$12K ﹤0.01%
665
– –
IXYS
4098
DELISTED
IXYS Corp
IXYS
$12K ﹤0.01%
520
– –
RALS
4099
DELISTED
ProShares RAFI Long/Short
RALS
$12K ﹤0.01%
307
– –
ABM icon
4100
ABM Industries
ABM
$2.83B
$11K ﹤0.01%
297
– –
162 163
164
165 166

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HAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.