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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RT
4076
DELISTED
Ruby Tuesday Georgia
RT
$4K ﹤0.01%
745
-695
-48% -$4.59K
PMC
4077
DELISTED
PharMerica Corporation
PMC
$4K ﹤0.01%
137
– –
LMOS
4078
DELISTED
Lumos Networks Corp
LMOS
$4K ﹤0.01%
350
– –
DGAS
4079
DELISTED
Delta Natural Gas Co Inc
DGAS
$4K ﹤0.01%
200
– –
FNCX
4080
DELISTED
Function(x) Inc.
FNCX
$4K ﹤0.01%
243
+75
+45% +$2.23K
CEB
4081
DELISTED
CEB Inc.
CEB
$4K ﹤0.01%
56
+18
+47% +$1.39K
TEUM
4082
DELISTED
Pareteum Corporation
TEUM
$4K ﹤0.01%
401
– –
VLTC
4083
DELISTED
Voltari Corporation
VLTC
$4K ﹤0.01%
600
– –
COWN
4084
DELISTED
Cowen Inc. Class A Common Stock
COWN
$4K ﹤0.01%
208
+183
+732% +$4.03K
SGI
4085
DELISTED
Silicon Graphics Intl.
SGI
$4K ﹤0.01%
1,113
– –
HILO
4086
DELISTED
Columbia EM Quality Dividend ETF
HILO
$4K ﹤0.01%
300
– –
AZUR
4087
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$4K ﹤0.01%
647
-14,208
-96% -$139K
GSIG
4088
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$4K ﹤0.01%
332
– –
REE
4089
DELISTED
RARE ELEMENT RES LTD
REE
$4K ﹤0.01%
13,520
+3,500
+35% +$1.32K
UTIW
4090
DELISTED
UTI WORLDWIDE INC
UTIW
$4K ﹤0.01%
772
+200
+35% +$1.49K
SD
4091
DELISTED
SANDRIDGE ENERGY, INC.
SD
$4K ﹤0.01%
17,554
+5,147
+41% +$2.69K
THOR
4092
DELISTED
THORATEC CORPORATION
THOR
$4K ﹤0.01%
66
-59
-47% -$3.5K
KHI
4093
DELISTED
Deutsche High Income Trust
KHI
$4K ﹤0.01%
539
– –
EZCH
4094
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$4K ﹤0.01%
155
– –
IHC
4095
DELISTED
Independence Holding Company
IHC
$4K ﹤0.01%
328
– –
MCF
4096
DELISTED
Contango Oil & Gas Co.
MCF
$4K ﹤0.01%
529
+45
+9% +$417
MTSC
4097
DELISTED
MTS Systems Corp
MTSC
$4K ﹤0.01%
69
-5
-7% -$309
VVUS
4098
DELISTED
Vivus Inc
VVUS
$4K ﹤0.01%
280
+100
+56% +$1.58K
WLH
4099
DELISTED
WILLIAM LYON HOMES
WLH
$4K ﹤0.01%
195
– –
GFA
4100
DELISTED
Gafisa S.A.
GFA
$4K ﹤0.01%
262
-29
-10% -$513
162 163
164
165 166

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.