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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RELV
4076
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
43
– –
FRAN
4077
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-1
Closed –
AMAG
4078
DELISTED
AMAG Pharmaceuticals
AMAG
$0 ﹤0.01%
15
– –
SCON
4079
DELISTED
Superconductor Technologies Inc.
SCON
– –
0
– –
ADRU
4080
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
$0 ﹤0.01%
3
-150
-98% -$3.76K
HOS
4081
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$0 ﹤0.01%
7
– –
ARTX
4082
DELISTED
Arotech Corporation
ARTX
$0 ﹤0.01%
71
– –
SHOS
4083
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
– –
-450
Closed -$10K
INSY
4084
DELISTED
Insys Therapeutics, Inc.
INSY
$0 ﹤0.01%
24
– –
IPCI
4085
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$0 ﹤0.01%
2
– –
ESL
4086
DELISTED
Esterline Technologies
ESL
– –
-159
Closed -$18K
ITG
4087
DELISTED
Investment Technology Group Inc
ITG
– –
-412
Closed -$7K
APB
4088
DELISTED
Asia Pacific Fund
APB
– –
-200
Closed -$2K
ARDM
4089
DELISTED
Aradigm Corp Common Stock
ARDM
$0 ﹤0.01%
2
– –
SIR
4090
DELISTED
SELECT INCOME REIT
SIR
$0 ﹤0.01%
27
– –
EOCC
4091
DELISTED
Enel Generacion Chile S.A.
EOCC
– –
-723
Closed -$23K
ABCD
4092
DELISTED
Cambium Learning Group, Inc.
ABCD
$0 ﹤0.01%
20
– –
OCLR
4093
DELISTED
Oclaro Inc.
OCLR
$0 ﹤0.01%
20
– –
DFBG
4094
DELISTED
Differential Brands Group Inc
DFBG
– –
-162
Closed -$5K
EVHC
4095
DELISTED
Envision Healthcare Holdings Inc
EVHC
$0 ﹤0.01%
5
-150
-97% -$15.9K
KODK.WS
4096
DELISTED
Eastman Kodak Company
KODK.WS
$0 ﹤0.01%
4
– –
JNP
4097
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
$0 ﹤0.01%
80
– –
TAX
4098
DELISTED
Liberty Tax, Inc. Class A
TAX
$0 ﹤0.01%
15
– –
JASO
4099
DELISTED
JA Solar Holdings, Co., Ltd
JASO
– –
-200
Closed -$2K
FCRE
4100
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
14
– –
162 163
164
165 166

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.