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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBPH icon
4026
Theravance Biopharma
TBPH
$876M
$0 ﹤0.01%
+17
New +$493
TBX icon
4027
ProShares Short 7-10 Year Treasury
TBX
$20.9M
– –
-200
Closed -$6K
TENX icon
4028
Tenax Therapeutics
TENX
$51.6M
– –
0
– –
TMQ
4029
Trilogy Metals
TMQ
$670M
$0 ﹤0.01%
83
– –
TNXP icon
4030
Tonix Pharmaceuticals
TNXP
$201M
– –
0
– -$1K
TOPS icon
4031
TOP Ships
TOPS
$4.23M
– –
0
– –
TRNO icon
4032
Terreno Realty
TRNO
$7.45B
$0 ﹤0.01%
20
– –
TROX icon
4033
Tronox
TROX
$993M
$0 ﹤0.01%
18
-2,403
-99% -$66.4K
TRUE
4034
DELISTED
TrueCar
TRUE
– –
-100
Closed -$1K
TTWO icon
4035
Take-Two Interactive
TTWO
$47.4B
– –
-82
Closed -$2K
TURN
4036
DELISTED
180 Degree Capital
TURN
$0 ﹤0.01%
33
– –
TX icon
4037
Ternium
TX
$10.8B
– –
-199
Closed -$6K
UCO icon
4038
ProShares Ultra Bloomberg Crude Oil
UCO
$428M
– –
0
– –
UFPI icon
4039
UFP Industries
UFPI
$5.01B
– –
-1,200
Closed -$19K
UGE icon
4040
ProShares Ultra Consumer Staples
UGE
$10M
– –
-184,488
Closed -$1.34M
UONE icon
4041
Urban One Class A
UONE
$24.4M
$0 ﹤0.01%
10
– –
UPW icon
4042
ProShares Ultra Utilities
UPW
$16.1M
– –
-178,140
Closed -$1.4M
UUUU icon
4043
Energy Fuels
UUUU
$3.57B
$0 ﹤0.01%
7
– –
UYG icon
4044
ProShares Ultra Financials
UYG
$851M
– –
-34,512
Closed -$729K
VCEL icon
4045
Vericel Corp
VCEL
$2.25B
$0 ﹤0.01%
19
– –
VLGEA icon
4046
Village Super Market
VLGEA
$616M
$0 ﹤0.01%
12
– –
VXRT
4047
DELISTED
Vaxart
VXRT
$0 ﹤0.01%
15
– –
WAFD icon
4048
WaFd
WAFD
$2.76B
– –
-49
Closed -$1K
WNEB icon
4049
Western New England Bancorp
WNEB
$276M
$0 ﹤0.01%
+70
New +$506
WTV icon
4050
WisdomTree US Value Fund
WTV
$3.36B
– –
-80
Closed -$2K
160 161
162
163 164

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.