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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSY
4026
DELISTED
Insys Therapeutics, Inc.
INSY
$0 ﹤0.01%
24
-4,500
-99% -$72.7K
KEYW
4027
DELISTED
The KEYW Holding Corporation
KEYW
– –
-100
Closed -$2K
IPCI
4028
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$0 ﹤0.01%
2
– –
NXTM
4029
DELISTED
NxStage Medical Inc.
NXTM
– –
-172
Closed -$2K
HQCL
4030
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
– –
-20
Closed -$1K
ARDM
4031
DELISTED
Aradigm Corp Common Stock
ARDM
$0 ﹤0.01%
+2
New +$18
SIR
4032
DELISTED
SELECT INCOME REIT
SIR
$0 ﹤0.01%
27
– –
ABCD
4033
DELISTED
Cambium Learning Group, Inc.
ABCD
$0 ﹤0.01%
20
– –
OCLR
4034
DELISTED
Oclaro Inc.
OCLR
$0 ﹤0.01%
+20
New +$50
KODK.WS
4035
DELISTED
Eastman Kodak Company
KODK.WS
$0 ﹤0.01%
4
– –
TAX
4036
DELISTED
Liberty Tax, Inc. Class A
TAX
$0 ﹤0.01%
+15
New +$419
FNGN
4037
DELISTED
Financial Engines, Inc.
FNGN
– –
-239
Closed -$12K
RPXC
4038
DELISTED
RPX Corporation
RPXC
– –
-54
Closed -$1K
JJM
4039
DELISTED
iPath Bloomberg Industrial Metals Subindex Total Return ETN due October 22, 2037
JJM
– –
-315
Closed -$9K
JJP
4040
DELISTED
iPath Bloomberg Precious Metals Subindex Total Return ETN due June 24, 2038
JJP
– –
-51
Closed -$3K
JJG
4041
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$0 ﹤0.01%
3
– –
RT
4042
DELISTED
Ruby Tuesday Georgia
RT
$0 ﹤0.01%
+47
New +$348
OCRX
4043
DELISTED
Ocera Therapeutics, Inc.
OCRX
– –
-150
Closed -$2K
GIGA
4044
DELISTED
Giga-Tronics Inc
GIGA
$0 ﹤0.01%
150
– –
CACQ
4045
DELISTED
Caesars Acquisition Company
CACQ
– –
-634
Closed -$9K
ALR
4046
DELISTED
Alere Inc
ALR
$0 ﹤0.01%
9
– –
WBMD
4047
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
– –
EGAS
4048
DELISTED
Gas Natural Inc.
EGAS
– –
-417
Closed -$4K
XRDC
4049
DELISTED
Crossroads Capital, Inc
XRDC
– –
-2,000
Closed -$12K
CHMT
4050
DELISTED
Chemtura Corporation
CHMT
$0 ﹤0.01%
1
– –
160 161
162
163 164

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HAM
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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.