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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSRX
4026
DELISTED
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
– –
-9,000
Closed -$123K
QBC
4027
DELISTED
CUBIC ENERGY INC
QBC
– –
-136,000
Closed -$45K
KUB
4028
DELISTED
KUBOTA CORPORATION (ONE ADS REP 5 SHS COM)
KUB
– –
-82
Closed -$7K
VALV
4029
DELISTED
SHENGKAI INNOVATIONS, INC. COMMON STOCK
VALV
– –
-30,000
Closed -$11K
HDY
4030
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$0 ﹤0.01%
62
– –
TWGP
4031
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-4,500
Closed -$32K
NAI
4032
DELISTED
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
– –
-1,626
Closed -$17K
PNX
4033
DELISTED
PHOENIX COMPANIES INC. NEW
PNX
– –
-8
Closed –
EGLE
4034
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
– –
TELK
4035
DELISTED
TELIK, INC
TELK
$0 ﹤0.01%
382
– –
NBG
4036
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$0 ﹤0.01%
1
– –
KEM
4037
DELISTED
KEMET Corporation
KEM
$0 ﹤0.01%
83
– –
IF
4038
DELISTED
Aberdeen Indonesia Fund
IF
– –
-500
Closed -$5K
RIT
4039
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
– –
-100
Closed -$1K
MUS
4040
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
– –
-1,750
Closed -$22K
MZA
4041
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
– –
-1,515
Closed -$20K
CYE
4042
DELISTED
BLACKROCK CORP HG YLD FD III, INC.
CYE
– –
-19,750
Closed -$144K
IIP
4043
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$0 ﹤0.01%
2
– –
BDSI
4044
DELISTED
BioDelivery Sciences International, Inc.
BDSI
– –
-1,500
Closed -$8K
ERUS
4045
DELISTED
iShares MSCI Russia ETF
ERUS
– –
-11
Closed –
QADA
4046
DELISTED
QAD Inc.
QADA
$0 ﹤0.01%
13
– –
TAT
4047
DELISTED
TransAtlantic Petroleum LTD.
TAT
$0 ﹤0.01%
6
– –
CNY
4048
DELISTED
Market Vectors-Renminbi
CNY
– –
-700
Closed -$29K
WLH
4049
DELISTED
WILLIAM LYON HOMES
WLH
– –
-2,042
Closed -$41K
BBT.PRG
4050
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
– –
-2,433
Closed -$47K
159 160 161
162
163

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.