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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEP
4001
DELISTED
Midcoast Energy Partners, L.P.
MEP
$6K ﹤0.01%
600
– –
JMI
4002
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$6K ﹤0.01%
999
– –
RNF
4003
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$6K ﹤0.01%
+560
New +$6.33K
RELY
4004
DELISTED
Real Industry, Inc.
RELY
$6K ﹤0.01%
781
– –
REV
4005
DELISTED
Revlon, Inc.
REV
$6K ﹤0.01%
200
– –
AXJL
4006
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$6K ﹤0.01%
101
– –
IBDH
4007
DELISTED
iShares iBonds Dec 2018 Term Corporate ETF
IBDH
$6K ﹤0.01%
240
-120
-33% -$3.02K
PWO
4008
DELISTED
POWER SHARES ETF DYNAMIC OTC
PWO
$6K ﹤0.01%
77
– –
XLIS
4009
DELISTED
POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO
XLIS
$6K ﹤0.01%
145
– –
RESI
4010
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$6K ﹤0.01%
450
-375
-45% -$5.15K
AHT
4011
Ashford Hospitality Trust
AHT
$20.2M
$5K ﹤0.01%
1
– –
ALNT icon
4012
Allient
ALNT
$1.86B
$5K ﹤0.01%
302
– –
AMRN
4013
Amarin Corp
AMRN
$299M
$5K ﹤0.01%
143
– –
ARCO icon
4014
Arcos Dorados Holdings
ARCO
$1.71B
$5K ﹤0.01%
1,593
– –
AXTA icon
4015
Axalta
AXTA
$7.93B
$5K ﹤0.01%
191
-421
-69% -$11.8K
BLD
4016
DELISTED
TopBuild
BLD
$5K ﹤0.01%
168
+2
+1% +$60
CATO icon
4017
Cato Corp
CATO
$66.7M
$5K ﹤0.01%
127
+11
+9% +$415
CLIR icon
4018
ClearSign Technologies
CLIR
$28.9M
$5K ﹤0.01%
100
– –
CPRX
4019
DELISTED
Catalyst Pharmaceutical
CPRX
$5K ﹤0.01%
2,000
– –
ELP
4020
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$5K ﹤0.01%
+2,200
New +$6.77K
ETD icon
4021
Ethan Allen Interiors
ETD
$583M
$5K ﹤0.01%
180
– –
EVN
4022
Eaton Vance Municipal Income Trust
EVN
$434M
$5K ﹤0.01%
400
– –
GGZ
4023
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$128M
$5K ﹤0.01%
563
+43
+8% +$444
GMF icon
4024
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$440M
$5K ﹤0.01%
68
– –
GMOM icon
4025
Cambria Global Momentum ETF
GMOM
$72.4M
$5K ﹤0.01%
200
– –
159 160
161
162 163

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.