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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBP
4001
DELISTED
Huttig Building Products, Inc.
HBP
$0 ﹤0.01%
90
– –
MYJ
4002
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
– –
-725
Closed -$10K
GSS
4003
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
50
– –
ZIXI
4004
DELISTED
Zix Corporation
ZIXI
– –
-93
Closed –
CNBKA
4005
DELISTED
Century Bancorp Inc/Mass
CNBKA
$0 ﹤0.01%
+12
New +$409
QADB
4006
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
– –
CXDC
4007
DELISTED
China XD Plastics Company Limited
CXDC
– –
-1,096
Closed -$6K
EGOV
4008
DELISTED
NIC Inc
EGOV
– –
-16
Closed –
HMSY
4009
DELISTED
HMS Holdings Corp.
HMSY
$0 ﹤0.01%
9
-459
-98% -$8.27K
TCO.PRK
4010
DELISTED
TAUBMAN CENTERS, INC. 6.25% SER K
TCO.PRK
– –
-800
Closed -$18K
RELV
4011
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
43
– –
FRAN
4012
DELISTED
Francesca's Holdings Corporation
FRAN
$0 ﹤0.01%
1
– –
AMAG
4013
DELISTED
AMAG Pharmaceuticals
AMAG
$0 ﹤0.01%
15
– –
CLUB
4014
DELISTED
Town Sports International Holdings, Inc.
CLUB
– –
-20
Closed –
SCON
4015
DELISTED
Superconductor Technologies Inc.
SCON
– –
0
– –
BFYT
4016
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
– –
-33
Closed –
ENT
4017
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-40
Closed -$16K
AVX
4018
DELISTED
AVX Corporation
AVX
$0 ﹤0.01%
19
– –
AYR
4019
DELISTED
Aircastle Ltd
AYR
– –
-18
Closed –
AVEO
4020
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-21
Closed –
ARQL
4021
DELISTED
Arqule Inc
ARQL
– –
-500
Closed -$1K
HOS
4022
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$0 ﹤0.01%
7
– –
ARTX
4023
DELISTED
Arotech Corporation
ARTX
$0 ﹤0.01%
71
– –
FCSC
4024
DELISTED
Fibrocell Science Inc.
FCSC
– –
-5
Closed –
HFBC
4025
DELISTED
HopFed Bancorp Inc
HFBC
– –
-2,040
Closed -$24K
159 160
161
162 163

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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.