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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOME
3976
DELISTED
HOME FED BANCORP INC COM STK NEW (MD)
HOME
– –
-101
Closed -$1K
ATMI
3977
DELISTED
A T M I INC
ATMI
– –
-3
Closed –
CWTR
3978
DELISTED
COLDWATER CREEK INC COM STK NEW (DE)
CWTR
$0 ﹤0.01%
20
-500
-96% -$507
CGX
3979
DELISTED
CONSOLIDATED GRAPHICS INC
CGX
$0 ﹤0.01%
3
– –
BSJD
3980
DELISTED
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
– –
-310
Closed -$8K
OCZ
3981
DELISTED
OCZ TECHNOLOGY GROUP INC COM STK NEW (DE)
OCZ
$0 ﹤0.01%
1,000
– –
BLC
3982
DELISTED
BELO CORP SER A
BLC
– –
-2,806
Closed -$38K
NVE
3983
DELISTED
NV ENERGY, INC
NVE
– –
-5,470
Closed -$130K
MSPD
3984
DELISTED
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
– –
-186
Closed -$1K
ELN
3985
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-2,924
Closed -$46K
MAKO
3986
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-800
Closed -$24K
BRY
3987
DELISTED
BERRY PETROLEUM CO CL A
BRY
– –
-1,303
Closed -$56K
MOLX
3988
DELISTED
MOLEX INC
MOLX
– –
-719
Closed -$28K
LCC
3989
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-3,026
Closed -$57K
OBT
3990
DELISTED
ORBITAL CORPORATION LTD SPONSORED ADR (AUSTRALIA)
OBT
– –
-5
Closed –
ARK
3991
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
– –
-5
Closed –
BHD
3992
DELISTED
BLACKROCK STRATEGIC BOND TRUST
BHD
– –
-825
Closed -$11K
TLAB
3993
DELISTED
TELLABS INC
TLAB
– –
-1,210
Closed -$3K
SHFL
3994
DELISTED
SHFL ENTMT INC
SHFL
– –
-75
Closed -$2K
NAFC
3995
DELISTED
NASH FINCH CO
NAFC
– –
-500
Closed -$13K
HIS
3996
DELISTED
BLACKROCK HIGH INCM SHS SHS BEN INT
HIS
– –
-319
Closed -$1K
COY
3997
DELISTED
BLACKROCK CORP HIGH YLD FD INC
COY
– –
-13,487
Closed -$97K
HYV
3998
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
– –
-37,725
Closed -$457K
NYX
3999
DELISTED
NYSE EURONEXT INC
NYX
– –
-1,226
Closed -$52K
STP
4000
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
– –
-40,100
Closed -$68K
158 159
160
161 162

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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.