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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEB
3951
DELISTED
Invesco BRIC ETF
EEB
$23K ﹤0.01%
657
-132
-17% -$4.74K
LVL
3952
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$23K ﹤0.01%
1,976
– –
FRAK
3953
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$23K ﹤0.01%
215
– –
ACHC icon
3954
Acadia Healthcare
ACHC
$2.85B
$22K ﹤0.01%
723
-218
-23% -$6.64K
ANIP icon
3955
ANI Pharmaceuticals
ANIP
$1.76B
$22K ﹤0.01%
307
-219
-42% -$16.4K
ASB icon
3956
Associated Banc-Corp
ASB
$6.11B
$22K ﹤0.01%
1,127
-107
-9% -$2.16K
BGRN icon
3957
iShares USD Green Bond ETF
BGRN
$502M
$22K ﹤0.01%
+394
New +$21.8K
BSCS icon
3958
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.59B
$22K ﹤0.01%
+1,000
New +$21.8K
CDNA icon
3959
CareDx
CDNA
$2.35B
$22K ﹤0.01%
1,001
-1,424
-59% -$39.4K
CTO
3960
CTO Realty Growth
CTO
$825M
$22K ﹤0.01%
1,245
– –
DLNG icon
3961
Dynagas LNG Partners
DLNG
$140M
$22K ﹤0.01%
11,016
+4,542
+70% +$6.23K
EBF icon
3962
Ennis
EBF
$556M
$22K ﹤0.01%
1,101
-98
-8% -$1.98K
FUSB icon
3963
First US Bancshares
FUSB
$90.8M
$22K ﹤0.01%
2,400
– –
HURN icon
3964
Huron Consulting
HURN
$2.43B
$22K ﹤0.01%
354
– –
IDGT icon
3965
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$549M
$22K ﹤0.01%
413
-6
-1% -$322
MOG.A icon
3966
Moog Inc Class A
MOG.A
$14B
$22K ﹤0.01%
263
-139
-35% -$11.8K
NFRA icon
3967
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.05B
$22K ﹤0.01%
419
-156
-27% -$7.98K
NMI icon
3968
Nuveen Municipal Income
NMI
$126M
$22K ﹤0.01%
1,979
+15
+0.8% +$171
SEB icon
3969
Seaboard Corp
SEB
$4.16B
$22K ﹤0.01%
5
– –
SMMD icon
3970
iShares Russell 2500 ETF
SMMD
$3.78B
$22K ﹤0.01%
500
– –
TR icon
3971
Tootsie Roll Industries
TR
$3.07B
$22K ﹤0.01%
737
-18
-2% -$543
UE icon
3972
Urban Edge Properties
UE
$2.76B
$22K ﹤0.01%
1,116
+167
+18% +$2.96K
UVSP icon
3973
Univest Financial
UVSP
$1.19B
$22K ﹤0.01%
865
– –
VFF icon
3974
Village Farms International
VFF
$311M
$22K ﹤0.01%
2,465
-12,136
-83% -$135K
WMK icon
3975
Weis Markets
WMK
$1.75B
$22K ﹤0.01%
597
-30
-5% -$1.14K
157 158
159
160 161

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.