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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOCL icon
3951
Global X Social Media ETF
SOCL
$91.4M
$9K ﹤0.01%
425
-9,646
-96% -$224K
TISI icon
3952
Team
TISI
$101M
$9K ﹤0.01%
26
+13
+100% +$4.48K
TLK icon
3953
Telkom Indonesia
TLK
$14.5B
$9K ﹤0.01%
295
-1
-0.3% -$30
UDN icon
3954
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$9K ﹤0.01%
460
– –
UEIC icon
3955
Universal Electronics
UEIC
$66.6M
$9K ﹤0.01%
150
-45
-23% -$3.06K
XOMA
3956
DELISTED
Xoma
XOMA
$9K ﹤0.01%
2,276
-966
-30% -$5.99K
XPRO icon
3957
Expro Ltd
XPRO
$2.1B
$9K ﹤0.01%
128
-96
-43% -$7.04K
KAMN
3958
DELISTED
Kaman Corp
KAMN
$9K ﹤0.01%
+171
New +$7.95K
IMGN
3959
DELISTED
Immunogen Inc
IMGN
$9K ﹤0.01%
4,517
-1,499
-25% -$3.01K
BLCM
3960
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$9K ﹤0.01%
55
– –
CYBE
3961
DELISTED
Cyberoptics Corp
CYBE
$9K ﹤0.01%
335
-1,270
-79% -$33.2K
MGP
3962
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$9K ﹤0.01%
355
– –
CZZ
3963
DELISTED
Cosan Limited
CZZ
$9K ﹤0.01%
1,152
– –
PSV
3964
DELISTED
Hermitage Offshore Services Ltd.
PSV
$9K ﹤0.01%
321
+320
+32,000% +$10.3K
MINI
3965
DELISTED
Mobile Mini Inc
MINI
$9K ﹤0.01%
300
– –
HECO
3966
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
$9K ﹤0.01%
240
+110
+85% +$4.27K
FRN
3967
DELISTED
Invesco Frontier Markets ETF
FRN
$9K ﹤0.01%
818
– –
CRAY
3968
DELISTED
Cray, Inc.
CRAY
$9K ﹤0.01%
454
– –
LION
3969
DELISTED
Fidelity Southern Corporation
LION
$9K ﹤0.01%
400
– –
ELLI
3970
DELISTED
Ellie Mae Inc
ELLI
$9K ﹤0.01%
104
-3,155
-97% -$291K
KTWO
3971
DELISTED
K2M Group Holdings, Inc
KTWO
$9K ﹤0.01%
498
– –
SNAK
3972
DELISTED
Inventure Foods, Inc.
SNAK
$9K ﹤0.01%
935
+85
+10% +$771
MPG
3973
DELISTED
Metaldyne Performance Group Inc.
MPG
$9K ﹤0.01%
400
– –
REGI
3974
DELISTED
Renewable Energy Group, Inc.
REGI
$9K ﹤0.01%
905
+335
+59% +$3.13K
BDSI
3975
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$9K ﹤0.01%
4,412
-827
-16% -$1.69K
157 158
159
160 161

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.