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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSAT icon
3951
Globalstar
GSAT
$10.9B
$0 ﹤0.01%
4
– –
GSM icon
3952
FerroAtlántica
GSM
$865M
$0 ﹤0.01%
20
– –
GTE icon
3953
Gran Tierra Energy
GTE
$317M
– –
-350
Closed -$28K
HAFC icon
3954
Hanmi Financial
HAFC
$939M
– –
-395
Closed -$8K
HIW icon
3955
Highwoods Properties
HIW
$3.41B
– –
-81
Closed -$3K
HNI icon
3956
HNI Corp
HNI
$3.54B
– –
-300
Closed -$12K
HSTM icon
3957
HealthStream
HSTM
$859M
– –
-500
Closed -$12K
HVT icon
3958
Haverty Furniture Companies
HVT
$451M
– –
-121
Closed -$3K
IMMR icon
3959
Immersion
IMMR
$257M
– –
-500
Closed -$6K
INSM icon
3960
Insmed
INSM
$29.4B
– –
-400
Closed -$8K
JRS icon
3961
Nuveen Real Estate Income Fund
JRS
$244M
– –
-23,509
Closed -$263K
KALU icon
3962
Kaiser Aluminum
KALU
$3.06B
$0 ﹤0.01%
5
– –
KMPR icon
3963
Kemper
KMPR
$1.55B
$0 ﹤0.01%
9
– –
KODK icon
3964
Kodak
KODK
$978M
$0 ﹤0.01%
18
+2
+13% +$47
KOS icon
3965
Kosmos Energy
KOS
$1.49B
$0 ﹤0.01%
38
– –
KT icon
3966
KT
KT
$8.72B
$0 ﹤0.01%
26
-112
-81% -$1.81K
KWR icon
3967
Quaker Houghton
KWR
$2.96B
– –
-150
Closed -$12K
LEN.B icon
3968
Lennar Class B
LEN.B
$20.2B
$0 ﹤0.01%
11
– –
LEU icon
3969
Centrus Energy
LEU
$3.78B
$0 ﹤0.01%
5
– –
MAG
3970
DELISTED
MAG Silver
MAG
$0 ﹤0.01%
6
– –
MDXG icon
3971
MiMedx Group
MDXG
$622M
$0 ﹤0.01%
3
-1,500
-100% -$10.5K
MOD icon
3972
Modine Manufacturing
MOD
$10.1B
– –
-22
Closed –
MSN icon
3973
Emerson Radio
MSN
$7.79M
$0 ﹤0.01%
26
– –
MTEX icon
3974
Mannatech
MTEX
$9.46M
– –
-104
Closed -$1K
MTG icon
3975
MGIC Investment
MTG
$6.21B
$0 ﹤0.01%
50
– –
157 158
159
160 161

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.