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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATMI
3951
DELISTED
A T M I INC
ATMI
$0 ﹤0.01%
3
– –
DCTH
3952
DELISTED
Delcath Systems Inc
DCTH
$0 ﹤0.01%
1
– –
CGX
3953
DELISTED
CONSOLIDATED GRAPHICS INC
CGX
$0 ﹤0.01%
3
-3
-50% -$162
DM
3954
DELISTED
DOLAN COMPANY COMMON STOCK
DM
$0 ﹤0.01%
5
-16,000
-100% -$35.8K
SPRD
3955
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
– –
-500
Closed -$13K
OBT
3956
DELISTED
ORBITAL CORPORATION LTD SPONSORED ADR (AUSTRALIA)
OBT
$0 ﹤0.01%
5
– –
ARK
3957
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
$0 ﹤0.01%
5
– –
DOLE
3958
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-660
Closed -$8K
CGR
3959
DELISTED
CLAUDE RESOURCES INC (CDA)
CGR
$0 ﹤0.01%
100
– –
TGX
3960
DELISTED
THERAGENICS CORP
TGX
$0 ﹤0.01%
100
– –
OC.WS.B
3961
DELISTED
OWENS CORNING INC WTS EXP 2013 SER B
OC.WS.B
$0 ﹤0.01%
63
+49
+350% +$20
KDN
3962
DELISTED
KAYDON CORP
KDN
$0 ﹤0.01%
4
-88
-96% -$2.72K
SVNT
3963
DELISTED
SAVIENT PHARMACEUTICALS INC
SVNT
$0 ﹤0.01%
50
– –
CNH
3964
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
– –
-206
Closed -$9K
SPP
3965
DELISTED
SAPPI LTD ADS(RP 1 0RD SH)
SPP
$0 ﹤0.01%
100
– –
SFD
3966
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-302
Closed -$10K
ECTY
3967
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
1,391
– –
WWAV.B
3968
DELISTED
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
– –
-3
Closed –
LPR
3969
DELISTED
LONE PINE RES INC
LPR
$0 ﹤0.01%
82
– –
BMC
3970
DELISTED
BMC SOFTWARE, INC
BMC
– –
-421
Closed -$19K
BKI
3971
DELISTED
BUCKEYE TECHNOLOGY INC
BKI
– –
-154
Closed -$6K
AM
3972
DELISTED
AMERICAN GREETINGS CORP CL A
AM
– –
-3,506
Closed -$64K
APA.PRD
3973
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– –
-239
Closed -$11K
GDI
3974
DELISTED
GARDNER DENVER,INC
GDI
– –
-174
Closed -$13K
TRLG
3975
DELISTED
TRUE RELIGION APPAREL INC
TRLG
– –
-43
Closed -$1K
157 158
159
160 161

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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.