Ladenburg Thalmann Financial Services’s SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) SPRD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SPRD Stock Details SPRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-500	Closed	-$13K	–	3965
2013 Q2	$13K	Buy	+500	New	+$10.5K	﹤0.01%	2605

Other funds holding SPRD

OAM

Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SFM

Soros Fund Management New York $9.12B AUM 30.69% 1-Year Est. Return

FCM

Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return

ACPU

Arrowgrass Capital Partners (US) Dover, Delaware $380M AUM 20.87% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

DKCM

Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return

AAA

Alpine Associates Advisors Englewood Cliffs, New Jersey $158M AUM 48.85% 1-Year Est. Return

Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SPRD Position: Q3 2013 in Review

Ladenburg Thalmann Financial Services sold out of SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) (SPRD) in Q3 2013, closing a stake of 500 shares — an estimated $13K sold.

Ladenburg Thalmann Financial Services first reported a position in SPRD in Q2 2013 and held it in 1 quarter. The position peaked at $13K in Q2 2013. 89 funds tracked by Wall St. Rank hold SPRD as of Q3 2013.

Ladenburg Thalmann Financial Services reported no remaining SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) position as of Q3 2013 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 500 SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) shares in Q3 2013, an estimated $13K.
Ladenburg Thalmann Financial Services first reported a position in SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) in Q2 2013 and held it in 1 quarter.
Ladenburg Thalmann Financial Services's SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) position peaked at $13K in Q2 2013.
89 funds tracked by Wall St. Rank held SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS) as of Q3 2013.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.