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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARN
3926
DELISTED
Parnell Pharmaceuticals Holdings Ltd
PARN
$7K ﹤0.01%
+1,800
New +$6.84K
AIXG
3927
DELISTED
Aixtron SE
AIXG
$7K ﹤0.01%
1,510
– –
SPN
3928
DELISTED
Superior Energy Services, Inc.
SPN
$7K ﹤0.01%
53
+7
+15% +$1.04K
ABM icon
3929
ABM Industries
ABM
$2.82B
$6K ﹤0.01%
228
-42
-16% -$1.21K
AEMD icon
3930
Aethlon Medical
AEMD
$1.54M
– –
0
– –
AGRO icon
3931
Adecoagro
AGRO
$1.31B
$6K ﹤0.01%
500
– –
ASG
3932
Liberty All-Star Growth Fund
ASG
$349M
$6K ﹤0.01%
1,271
– –
ATEC icon
3933
Alphatec Holdings
ATEC
$1.51B
$6K ﹤0.01%
1,561
+508
+48% +$1.72K
BAP icon
3934
Credicorp
BAP
$29.8B
$6K ﹤0.01%
61
-3
-5% -$326
BHE icon
3935
Benchmark Electronics
BHE
$2.89B
$6K ﹤0.01%
257
-215
-46% -$4.55K
CHN
3936
DELISTED
China Fund
CHN
$6K ﹤0.01%
368
– –
CLS icon
3937
Celestica
CLS
$43.8B
$6K ﹤0.01%
538
-1,550
-74% -$17.9K
CMU
3938
DELISTED
MFS High Yield Municipal Trust
CMU
$6K ﹤0.01%
1,250
– –
COHR icon
3939
Coherent
COHR
$64B
$6K ﹤0.01%
349
-14
-4% -$252
KUST
3940
Kustom Entertainment Inc
KUST
$859K
– –
0
– –
DHX icon
3941
DHI Group
DHX
$174M
$6K ﹤0.01%
681
– –
DMF
3942
DELISTED
BNY Mellon Municipal Income
DMF
$6K ﹤0.01%
680
– –
EMCB icon
3943
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$99.1M
$6K ﹤0.01%
84
-20
-19% -$1.35K
ERTH icon
3944
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$6K ﹤0.01%
202
– –
EWN icon
3945
iShares MSCI Netherlands ETF
EWN
$735M
$6K ﹤0.01%
260
-1,053
-80% -$25.8K
FNDF icon
3946
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$6K ﹤0.01%
235
+5
+2% +$125
CBIO
3947
Crescent Biopharma
CBIO
$618M
$6K ﹤0.01%
10
– –
HYHG icon
3948
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$194M
$6K ﹤0.01%
91
-34
-27% -$2.21K
JKS
3949
JinkoSolar
JKS
$853M
$6K ﹤0.01%
200
– –
MMI icon
3950
Marcus & Millichap
MMI
$1.2B
$6K ﹤0.01%
200
-136
-40% -$5.07K
156 157
158
159 160

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.