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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRSU
3901
Pursuit Attractions and Hospitality Inc
PRSU
$1.32B
$19K ﹤0.01%
381
+51
+15% +$2.6K
HYB
3902
DELISTED
New America High Income Fund, Inc.
HYB
$19K ﹤0.01%
2,571
-3,999
-61% -$32.3K
CTLT
3903
DELISTED
CATALENT, INC.
CTLT
$19K ﹤0.01%
615
+42
+7% +$1.62K
FUV
3904
DELISTED
Arcimoto, Inc. Common Stock
FUV
$19K ﹤0.01%
350
+100
+40% +$5.66K
VIVO
3905
DELISTED
Meridian Bioscience Inc
VIVO
$19K ﹤0.01%
1,091
– –
FNI
3906
DELISTED
First Trust Chindia ETF
FNI
$19K ﹤0.01%
620
-7,295
-92% -$231K
WIL
3907
DELISTED
iPath Women in Leadership ETN
WIL
$19K ﹤0.01%
325
+125
+63% +$7.97K
ATRS
3908
DELISTED
Antares Pharma, Inc.
ATRS
$19K ﹤0.01%
6,914
+54
+0.8% +$178
VCRA
3909
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$19K ﹤0.01%
+485
New +$17.5K
GWB
3910
DELISTED
Great Western Bancorp, Inc.
GWB
$19K ﹤0.01%
605
+95
+19% +$3.46K
WIFI
3911
DELISTED
Boingo Wireless, Inc.
WIFI
$19K ﹤0.01%
922
+302
+49% +$8.04K
CHSP
3912
DELISTED
Chesapeake Lodging Trust
CHSP
$19K ﹤0.01%
786
-828
-51% -$23.9K
GBNK
3913
DELISTED
Guaranty Bancorp
GBNK
$19K ﹤0.01%
+927
New +$23.6K
CBB
3914
DELISTED
Cincinnati Bell Inc.
CBB
$19K ﹤0.01%
2,637
-35
-1% -$429
ABG icon
3915
Asbury Automotive
ABG
$3.79B
$18K ﹤0.01%
273
+172
+170% +$11.3K
ARCB icon
3916
ArcBest
ARCB
$3.19B
$18K ﹤0.01%
523
+150
+40% +$5.81K
CTO
3917
CTO Realty Growth
CTO
$825M
$18K ﹤0.01%
1,234
+4
+0.3% +$63
EYE icon
3918
National Vision
EYE
$1.52B
$18K ﹤0.01%
650
+603
+1,283% +$23K
GEF.B icon
3919
Greif Class B
GEF.B
$4.21B
$18K ﹤0.01%
400
– –
GPRE icon
3920
Green Plains
GPRE
$1.09B
$18K ﹤0.01%
1,278
+162
+15% +$2.65K
IGI
3921
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.4M
$18K ﹤0.01%
977
+13
+1% +$241
NRP icon
3922
Natural Resource Partners
NRP
$1.39B
$18K ﹤0.01%
465
– –
OVLY icon
3923
Oak Valley Bancorp
OVLY
$289M
$18K ﹤0.01%
1,008
– –
PEJ icon
3924
Invesco Leisure and Entertainment ETF
PEJ
$314M
$18K ﹤0.01%
450
-664
-60% -$28.2K
PLCE icon
3925
Children's Place
PLCE
$54.3M
$18K ﹤0.01%
194
+2
+1% +$249
155 156
157
158 159

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.